{"id":6589,"date":"2018-09-05T15:39:54","date_gmt":"2018-09-05T19:39:54","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6589"},"modified":"2018-09-05T15:39:54","modified_gmt":"2018-09-05T19:39:54","slug":"laidlaw-broker-paul-prestia-barred-by-finra-after-160k-in-tax-liens","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/laidlaw-broker-paul-prestia-barred-by-finra-after-160k-in-tax-liens\/","title":{"rendered":"Laidlaw Broker Paul Prestia Barred By FINRA After $160K In Tax Liens"},"content":{"rendered":"

Paul Joseph Prestia (CRD #4477149<\/a>) is a former registered broker whose last employer was Laidlaw & Company (UK) Ltd. (CRD #119037) of Melville, NY. His previous employers include Network 1 Financial Securities Inc. (CRD #13577) of Huntington Station NY and MidAmerica Financial Services, Inc. (CRD #47351.) No current employment information is available. He began in the industry in 2003.<\/p>\n

\"Thomas-Hogle-Barred-by-FINRA-After-Alleged-Lack-of-Cooperation-With-Investigation-300x200\"Prestia has been barred by FINRA in all capacities after he failed to respond to a request for information. After receiving a Notice of Suspension and Suspension from Association letters dated April 25, 2018, and May 21, 2018, and failing to respond three months after his suspension FINRA barred him indefinitely.<\/p>\n

Prior to the FINRA action, Prestia\u2019s other disclosures are four tax liens:<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Paul Joseph Prestia (CRD #4477149) is a former registered broker whose last employer was Laidlaw & Company (UK) Ltd. (CRD #119037) of Melville, NY. His previous employers include Network 1 Financial Securities Inc. (CRD #13577) of Huntington Station NY and MidAmerica Financial Services, Inc. (CRD #47351.) No current employment information is available. He began in […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[579,577,580],"tags":[144,1213,1214,290],"class_list":["post-6589","post","type-post","status-publish","format-standard","hentry","category-broker-permanently-barred","category-finra-disciplinary-actions","category-stockbroker-misconduct","tag-laidlaw-company","tag-paul-prestia","tag-scott-silver-laidlaw-company","tag-securities-arbitration"],"yoast_head":"\nLaidlaw Broker Paul Prestia Barred By FINRA After $160K In Tax Liens — Securities Arbitration Lawyers Blog — September 5, 2018<\/title>\n<meta name=\"description\" content=\"Paul Joseph Prestia (CRD #4477149) is a former registered broker whose last employer was Laidlaw & Company (UK) Ltd. 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