{"id":6461,"date":"2018-03-31T23:10:26","date_gmt":"2018-04-01T03:10:26","guid":{"rendered":"https:\/\/www.elderfinancialfraudattorneys.com\/?p=2468"},"modified":"2018-10-04T16:20:16","modified_gmt":"2018-10-04T20:20:16","slug":"finra-rule-4512-new-amendments","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-rule-4512-new-amendments\/","title":{"rendered":"FINRA Rule 4512 Has New Amendments"},"content":{"rendered":"

Professionals in the securities industry are obligated to follow the rules created by the Financial Industry Regulatory Authority (FINRA), and it is important that they stay abreast of any changes or updates to them. One regulation that was recently amended is Rule 4512<\/span><\/a>, which concerns customer account information.<\/p>\n

Previously, for each account opened, a FINRA member had to get and maintain certain information, including the name and address of the customer and the names of anyone else associated with the account, plus the scope of their responsibilities. Now, members also need to make an effort to get the information of a trusted contact of the client, to assist in discovering or preventing possible financial exploitation.<\/p>\n

What constitutes a trusted contact?<\/h3>\n
Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Professionals in the securities industry are obligated to follow the rules created by the Financial Industry Regulatory Authority (FINRA), and it is important that they stay abreast of any changes or updates to them. One regulation that was recently amended is Rule 4512, which concerns customer account information. Previously, for each account opened, a FINRA […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[43],"class_list":["post-6461","post","type-post","status-publish","format-standard","hentry","category-blog","tag-finra-rule-4512"],"yoast_head":"\nFINRA Rule 4512 Has New Amendments<\/title>\n<meta name=\"description\" content=\"Check out the new article FINRA Rule 4512 Has New Amendments on elderfinancialfraudattorneys.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-rule-4512-new-amendments\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Rule 4512 Has New Amendments\" \/>\n<meta name=\"twitter:description\" 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