{"id":6460,"date":"2018-03-31T22:56:23","date_gmt":"2018-04-01T02:56:23","guid":{"rendered":"https:\/\/www.elderfinancialfraudattorneys.com\/?p=2466"},"modified":"2018-10-04T16:19:39","modified_gmt":"2018-10-04T20:19:39","slug":"finra-rule-2165-allows-members-put-holds-client-accounts","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-rule-2165-allows-members-put-holds-client-accounts\/","title":{"rendered":"FINRA Rule 2165 Allows Members to Put Holds on Client Accounts"},"content":{"rendered":"

In another attempt to help older investors get the protection they need, the Financial Industry Regulatory Authority (FINRA) recently established Rule 2165<\/span><\/a> (Financial Exploitation of Specified Adults). This regulation allows member financial professionals to place holds on accounts in the event that exploitation is suspected.<\/p>\n

How Rule 2165 works<\/h3>\n

Rule 2165 concerns \u201cspecified adults,\u201d which are defined by FINRA as people 65 and older or someone 18 or older who a \u201cmember reasonably believes has a mental or physical impairment that renders the individual unable to protect his or her own interests.\u201d<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

In another attempt to help older investors get the protection they need, the Financial Industry Regulatory Authority (FINRA) recently established Rule 2165 (Financial Exploitation of Specified Adults). This regulation allows member financial professionals to place holds on accounts in the event that exploitation is suspected. How Rule 2165 works Rule 2165 concerns \u201cspecified adults,\u201d which […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[44],"class_list":["post-6460","post","type-post","status-publish","format-standard","hentry","category-blog","tag-finra-rule-2165"],"yoast_head":"\nFINRA Rule 2165 Allows Members to Put Holds on Client Accounts<\/title>\n<meta name=\"description\" content=\"Check out the new article FINRA Rule 2165 Allows Members to Put Holds on Client Accounts on elderfinancialfraudattorneys.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-rule-2165-allows-members-put-holds-client-accounts\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta 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