{"id":6444,"date":"2018-08-29T16:49:15","date_gmt":"2018-08-29T20:49:15","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6444"},"modified":"2018-08-29T16:49:15","modified_gmt":"2018-08-29T20:49:15","slug":"bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/","title":{"rendered":"Bradley Tennison Discharged and Barred By FINRA After Selling Away Allegations"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft size-medium wp-image-4930\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683-300x200.jpg\" alt=\"South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683-300x200\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683-1000x667.jpg 1000w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Bradley Joseph Tennison (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1561988\" target=\"_blank\">CRD #1561988<\/a>) is a former registered broker and investment advisor who has recently been barred by FINRA. He was last registered with Genos Wealth Management of Mesa, AZ. He was previously employed with Oberlin Financial Corp. (CRD #103717) of Bryan, OH, First Allied Securities, Inc. (CRD #32444) of San Diego, CA, and D.E. Frey &amp; Company, Inc. (CRD #23595) of Denver, CO. No current employment information is available. He has been in the industry since 1989.<\/p>\n<p>Tennison has six disclosures, three of which are related to a client dispute that is currently pending. On 4\/24\/2018, a former firm client contacted Genos Wealth with a written complaint requesting assistance with a $300,000 investment Tennison recommended, called \u201cThe Joseph Project.\u201d The letter alleges no statements were ever issued, and she was unsuccessful in getting her capital back or any of the promised returns. The client was told by Tennison that it was a 12 month \u201cinvestment\u201d with a 5% enhancement. She wired the $300K from her bank directly to where Tennison instructed her.<\/p>\n<p>Upon examination, it was discovered that this \u201cinvestment opportunity\u201d was not something recommended or offered by the firm, and there were no records available. Tennison was \u201cminimally responsive\u201d to the firm\u2019s request for information.\u00a0 On 4\/25\/2018, Genos Wealth discharged Tennison after he admitted that the former client\u2019s money was wired to a third party that wasn\u2019t investment related.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/\"  title=\"Continue Reading Bradley Tennison Discharged and Barred By FINRA After Selling Away Allegations\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Bradley Joseph Tennison (CRD #1561988) is a former registered broker and investment advisor who has recently been barred by FINRA. He was last registered with Genos Wealth Management of Mesa, AZ. He was previously employed with Oberlin Financial Corp. (CRD #103717) of Bryan, OH, First Allied Securities, Inc. (CRD #32444) of San Diego, CA, and [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,577,584,580],"tags":[1092,1093,1094,290],"class_list":["post-6444","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-finra-disciplinary-actions","category-selling-away","category-stockbroker-misconduct","tag-bradley-tennison","tag-genos-wealth-management","tag-scott-silver-genos-wealth-management","tag-securities-arbitration"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Bradley Tennison Discharged and Barred By FINRA After Selling Away Allegations &#8212; Securities Arbitration Lawyers Blog &#8212; August 29, 2018<\/title>\n<meta name=\"description\" content=\"Bradley Joseph Tennison (CRD #1561988) is a former registered broker and investment advisor who has recently been barred by FINRA. He was last registered &#8212; August 29, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Bradley Tennison Discharged and Barred By FINRA After Selling Away Allegations &#8212; Securities Arbitration Lawyers Blog &#8212; August 29, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Bradley Joseph Tennison (CRD #1561988) is a former registered broker and investment advisor who has recently been barred by FINRA. He was last registered &#8212; August 29, 2018\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Bradley Tennison Discharged and Barred By FINRA After Selling Away Allegations &#8212; Securities Arbitration Lawyers Blog &#8212; August 29, 2018","description":"Bradley Joseph Tennison (CRD #1561988) is a former registered broker and investment advisor who has recently been barred by FINRA. 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He was last registered &#8212; August 29, 2018","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Bradley Tennison Discharged and Barred By FINRA After Selling Away Allegations","datePublished":"2018-08-29T20:49:15+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/"},"wordCount":447,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683-300x200.jpg","keywords":["Bradley Tennison","Genos Wealth Management","scott silver Genos Wealth Management","Securities Arbitration"],"articleSection":["FINRA Arbitration","FINRA Disciplinary Actions","Selling away","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/","url":"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/","name":"Bradley Tennison Discharged and Barred By FINRA After Selling Away Allegations &#8212; Securities Arbitration Lawyers Blog &#8212; August 29, 2018","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/bradley-tennison-discharged-and-barred-by-finra-after-selling-away-allegations\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Brian-Michael-Berger-Permanently-Barred-by-FINRA-1024x683-300x200.jpg","datePublished":"2018-08-29T20:49:15+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Bradley Joseph Tennison (CRD #1561988) is a former registered broker and investment advisor who has recently been barred by FINRA. 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