{"id":6433,"date":"2018-08-27T13:36:23","date_gmt":"2018-08-27T17:36:23","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6433"},"modified":"2018-08-27T13:36:23","modified_gmt":"2018-08-27T17:36:23","slug":"ubs-financial-advisor-walter-stucker","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/","title":{"rendered":"UBS Financial Advisor Walter Stucker"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft size-medium wp-image-4819\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-300x200.jpg\" alt=\"New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-300x200\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-180x120.jpg 180w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-Gregory-Flemming-Suspended-by-FINRA.jpg 780w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Walter M. Stucker (CRD #<a href=\"http:\/\/brokercheck.finra.org\/individual\/summary\/2197844\" target=\"_blank\">2197844<\/a>) is a registered broker and investment advisor, currently registered with Wells Fargo Clearing Services, LLC (CRD #19616) of Fort Worth, TX. He was previously employed by UBS financial services inc. (CRD #8174) and Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD #7691), also of Fort Worth. He has been in the industry since 1991.<\/p>\n<p>Stucker is the subject of three disclosures, the most recent filed on 04\/08\/2018. This customer arbitration claim alleges that he <em>\u201cunsuitably concentrated their portfolio in the energy sector and misrepresented the risks associated with those investments\u201d <\/em>from 2011 to 2017. <em>\u00a0<\/em>The customer is requesting damages of $600,000. This case is currently pending.<\/p>\n<p>The prior complaint, filed on 12\/18\/2017, was filed by a client\u2019s attorney alleging <em>\u201cmisrepresentation, suitability issues and over concentration in oil and gas limited partnerships\u201d<\/em> from July 27, 2011 to December 18, 2017. The client requested damages in the amount of $632,907.00; however, this claim was ultimately denied.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/\"  title=\"Continue Reading UBS Financial Advisor Walter Stucker\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Walter M. Stucker (CRD #2197844) is a registered broker and investment advisor, currently registered with Wells Fargo Clearing Services, LLC (CRD #19616) of Fort Worth, TX. He was previously employed by UBS financial services inc. (CRD #8174) and Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD #7691), also of Fort Worth. He has been in [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,590,601,580,581,576],"tags":[1091,290,1090,847],"class_list":["post-6433","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-misrepresentation-and-omission-of-material-facts","category-oil-gas-fraud","category-stockbroker-misconduct","category-unauthorized-trading","category-unsuitable-investment-advice","tag-scott-silver-wells-fargo-clearing-services","tag-securities-arbitration","tag-walter-stucker","tag-wells-fargo-clearing-services"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>UBS Financial Advisor Walter Stucker &#8212; Securities Arbitration Lawyers Blog &#8212; August 27, 2018<\/title>\n<meta name=\"description\" content=\"Walter M. 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Stucker (CRD #2197844) is a registered broker and investment advisor, currently registered with Wells Fargo Clearing Services, LLC (CRD #19616) &#8212; August 27, 2018","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"UBS Financial Advisor Walter Stucker","datePublished":"2018-08-27T17:36:23+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/"},"wordCount":283,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-300x200.jpg","keywords":["scott silver Wells Fargo Clearing Services","Securities Arbitration","Walter Stucker","Wells Fargo Clearing Services"],"articleSection":["FINRA Arbitration","Misrepresentation and Omission of Material Facts","Oil &amp; Gas Fraud","Stockbroker Misconduct","Unauthorized Trading","Unsuitable Investment Advice"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/","url":"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/","name":"UBS Financial Advisor Walter Stucker &#8212; Securities Arbitration Lawyers Blog &#8212; August 27, 2018","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/ubs-financial-advisor-walter-stucker\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-300x200.jpg","datePublished":"2018-08-27T17:36:23+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Walter M. 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