{"id":6425,"date":"2018-08-27T10:55:46","date_gmt":"2018-08-27T14:55:46","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6425"},"modified":"2018-08-27T10:55:46","modified_gmt":"2018-08-27T14:55:46","slug":"former-broker-shaun-hayes-accused-of-unauthorized-trading","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/former-broker-shaun-hayes-accused-of-unauthorized-trading\/","title":{"rendered":"Former Broker Shaun Hayes Accused Of Unauthorized Trading"},"content":{"rendered":"<p>Investment advisor Shaun Eugene Hayes (CRD #4963876) is a former broker who has been employed with McElhenny Sheffield Capital Management in Dallas, TX since 8\/17. He was previously registered with Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD #7691) of Fort Worth, and AXA Advisors, LLC (CRD #6627) of New York, NY. He was also employed by Bank of America in Fort Worth, but was not registered there. He has been in the industry since 2005.<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft size-medium wp-image-4714\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Honetta-C.-Kao-After-Allegations-of-Unauthorized-Trading-and-Mishandled-Accounts-300x200.jpg\" alt=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Honetta-C.-Kao-After-Allegations-of-Unauthorized-Trading-and-Mishandled-Accounts-300x200.jpg\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Honetta-C.-Kao-After-Allegations-of-Unauthorized-Trading-and-Mishandled-Accounts-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Honetta-C.-Kao-After-Allegations-of-Unauthorized-Trading-and-Mishandled-Accounts-180x120.jpg 180w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Honetta-C.-Kao-After-Allegations-of-Unauthorized-Trading-and-Mishandled-Accounts.jpg 743w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Hayes is the subject of seven customer complaints, with all but one filed on 12\/15\/2017. Of these, four have been settled. All of the complaints allege <a href=\"https:\/\/www.silverlaw.com\/unauthorized-trading.html\" target=\"_blank\">unauthorized trading<\/a> through different time periods from 2012 through 2017. The four settled cases have total damages of $355,000. No damage amounts are listed in the remaining three cases.<\/p>\n<h3><strong>Did You Invest With Shaun Hayes? <\/strong><\/h3>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/former-broker-shaun-hayes-accused-of-unauthorized-trading\/\"  title=\"Continue Reading Former Broker Shaun Hayes Accused Of Unauthorized Trading\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Investment advisor Shaun Eugene Hayes (CRD #4963876) is a former broker who has been employed with McElhenny Sheffield Capital Management in Dallas, TX since 8\/17. He was previously registered with Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD #7691) of Fort Worth, and AXA Advisors, LLC (CRD #6627) of New York, NY. He was also [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,581],"tags":[1083,1084,290,1082],"class_list":["post-6425","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unauthorized-trading","tag-mcelhenny-sheffield-capital-management","tag-scott-silver-mcelhenny-sheffield-capital-management","tag-securities-arbitration","tag-shaun-hayes"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Former Broker Shaun Hayes Accused Of Unauthorized Trading &#8212; Securities Arbitration Lawyers Blog &#8212; August 27, 2018<\/title>\n<meta name=\"description\" content=\"Investment advisor Shaun Eugene Hayes (CRD #4963876) is a former broker who has been employed with McElhenny Sheffield Capital Management in Dallas, TX &#8212; August 27, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/former-broker-shaun-hayes-accused-of-unauthorized-trading\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Former Broker Shaun Hayes Accused Of Unauthorized Trading &#8212; Securities Arbitration Lawyers Blog &#8212; August 27, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Investment advisor Shaun Eugene Hayes (CRD #4963876) is a former broker who has been employed with McElhenny Sheffield Capital Management in Dallas, TX &#8212; August 27, 2018\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Honetta-C.-Kao-After-Allegations-of-Unauthorized-Trading-and-Mishandled-Accounts.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Former Broker Shaun Hayes Accused Of Unauthorized Trading &#8212; 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