{"id":6410,"date":"2018-08-21T16:21:49","date_gmt":"2018-08-21T20:21:49","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6410"},"modified":"2018-08-21T16:25:34","modified_gmt":"2018-08-21T20:25:34","slug":"broker-robert-cleary-subject-to-negligence-allegations","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-robert-cleary-subject-to-negligence-allegations\/","title":{"rendered":"Broker Robert Cleary Subject to Negligence Allegations"},"content":{"rendered":"

Broker Robert Cleary (CRD #1505792) is a currently registered broker with Stifel, Nicolaus & Company, Incorporated (CRD #793) of New York, NY, since 2007. He was previously employed with Ryan Beck & Co. (CRD #3248), Gruntal & Co., L.L.C. (CRD#:372) Lehman Brothers Inc. (CRD #7506), all of New York, NY. He has been in the industry since 1986.<\/p>\n

Cleary currently has a pending customer dispute in which the client alleges \u201calleges breach of fiduciary duty, negligence, and breach of contract,\u201d <\/em>with damages requested of $300,000. Filed o\"Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-300x199\"n 5\/17\/18, no additional information is available.<\/p>\n

One previous dispute in 2016 alleged \u201closses due to inappropriate investment recommendations. 3\/31\/15 through 5\/6\/15.\u201d<\/em> Damages were requested in the amount of $70,000. The client was awarded $40,000, and the case was settled.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Broker Robert Cleary (CRD #1505792) is a currently registered broker with Stifel, Nicolaus & Company, Incorporated (CRD #793) of New York, NY, since 2007. He was previously employed with Ryan Beck & Co. (CRD #3248), Gruntal & Co., L.L.C. (CRD#:372) Lehman Brothers Inc. (CRD #7506), all of New York, NY. He has been in the […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,796,580],"tags":[1075,951,290,822],"class_list":["post-6410","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-negligence","category-stockbroker-misconduct","tag-robert-cleary","tag-scott-silver-stifel-nicolaus-company","tag-securities-arbitration","tag-stifel-nicolaus-company"],"yoast_head":"\nBroker Robert Cleary Subject to Negligence Allegations — Securities Arbitration Lawyers Blog — August 21, 2018<\/title>\n<meta name=\"description\" content=\"Broker Robert Cleary (CRD #1505792) is a currently registered broker with Stifel, Nicolaus & Company, Incorporated (CRD #793) of New York, NY, since — August 21, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, 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