{"id":6400,"date":"2018-08-20T16:12:01","date_gmt":"2018-08-20T20:12:01","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6400"},"modified":"2018-08-20T16:12:01","modified_gmt":"2018-08-20T20:12:01","slug":"multiple-complaints-against-former-broker-michael-fitz-gerald","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/multiple-complaints-against-former-broker-michael-fitz-gerald\/","title":{"rendered":"Multiple Complaints Against Former Broker Michael Fitz-Gerald"},"content":{"rendered":"

Former broker and investment advisor Michael Edward Fitz-Gerald (aka Michael Edward Fitzgerald, CRD #209062) was last registered with Morgan Stanley (CRD #149777) of San Francisco, CA. Previous employers include Morgan Stanley & Co. Incorporated (CRD #8209) and UBS Financial Services Inc. (CRD #8174), both of San Francisco. He began working in the industry in 1969.<\/p>\n

\"New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-300x200\"Fitz-Gerald is the subject of six disputes, dating back to 1987. The latest, filed on 6\/6\/2018, is pending, and requesting damages totaling $240,000 and allege, \u201cinter alia, unsuitability with respect to investments in accounts -2014 to 2015.\u201d <\/em><\/p>\n

The previous dispute, filed on 2\/14\/2017, requested damages of $2,348,175.00, and settled for $185,000. The client alleged that his portfolio was insufficiently diversified from 2012 to 2016. A year before, in 2016, another dispute was filed, with the same allegation of insufficient diversification in the account from 2010 through 2015. The damages were unspecified, and case was settled for $50,000.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Former broker and investment advisor Michael Edward Fitz-Gerald (aka Michael Edward Fitzgerald, CRD #209062) was last registered with Morgan Stanley (CRD #149777) of San Francisco, CA. Previous employers include Morgan Stanley & Co. Incorporated (CRD #8209) and UBS Financial Services Inc. (CRD #8174), both of San Francisco. He began working in the industry in 1969. […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,607,588,606,590,599,580],"tags":[1073,1074,89,965,290],"class_list":["post-6400","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-failure-to-supervise","category-finra-arbitration","category-margin","category-misrepresentation-and-omission-of-material-facts","category-securities-arbitration","category-stockbroker-misconduct","tag-michael-fitz-gerald","tag-michael-fitzgerald","tag-morgan-stanley","tag-scott-silver-morgan-stanley","tag-securities-arbitration"],"yoast_head":"\nMultiple Complaints Against Former Broker Michael Fitz-Gerald — Securities Arbitration Lawyers Blog — August 20, 2018<\/title>\n<meta name=\"description\" content=\"Former broker and investment advisor Michael Edward Fitz-Gerald (aka Michael Edward Fitzgerald, 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