{"id":6365,"date":"2018-08-10T14:00:29","date_gmt":"2018-08-10T18:00:29","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6365"},"modified":"2018-10-05T15:03:04","modified_gmt":"2018-10-05T19:03:04","slug":"finra-suspends-broker-brian-hussey-following-allegations-of-unsuitable-recommendations","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-brian-hussey-following-allegations-of-unsuitable-recommendations\/","title":{"rendered":"FINRA Suspends Broker Brian Hussey Following Allegations Of Unsuitable Recommendations"},"content":{"rendered":"

Brian John Hussey, Jr., (CRD #4640067) is a registered broker and investment advisor who is currently suspended by FINRA. His last (and only employer) is Ameriprise Financial Services, Inc. (CRD #6363) of Tampa, FL. He has been in the industry since 2008.<\/p>\n

Hussey\u2019s suspension stems from a customer complaint on 9\/23\/2016 that he recommended unsuitable investments to a customer. The customer, who was also an administrative employee of Ameriprise, requested damages of $88,728.00. The firm settled for $67,019.24.<\/p>\n

The customer alleges that Hussey unsuitably recommended that she liquidate two IRAs that she held which was the largest part of her liquid net worth, and invest in penny stocks focused on commercial marijuana. This was inconsistent with the client\u2019s investment \u201cgrowth\u201d goals for both IRAs. The client lost most of her investments in these speculative securities.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Brian John Hussey, Jr., (CRD #4640067) is a registered broker and investment advisor who is currently suspended by FINRA. His last (and only employer) is Ameriprise Financial Services, Inc. (CRD #6363) of Tampa, FL. He has been in the industry since 2008. Hussey\u2019s suspension stems from a customer complaint on 9\/23\/2016 that he recommended unsuitable […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580,576],"tags":[108,1038,977,290],"class_list":["post-6365","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-ameriprise-financial-services","tag-brian-hussey","tag-scott-silver-ameriprise-financial-services","tag-securities-arbitration"],"yoast_head":"\nFINRA Suspends Broker Brian Hussey Following Allegations Of Unsuitable Recommendations — Securities Arbitration Lawyers Blog — August 10, 2018<\/title>\n<meta name=\"description\" content=\"Brian John Hussey, Jr., (CRD #4640067) is a registered broker and investment advisor who is currently suspended by FINRA. 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