{"id":6323,"date":"2018-08-15T08:56:45","date_gmt":"2018-08-15T12:56:45","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6323"},"modified":"2018-08-10T09:33:10","modified_gmt":"2018-08-10T13:33:10","slug":"national-securities-corp-has-been-on-finras-radar-for-years","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/national-securities-corp-has-been-on-finras-radar-for-years\/","title":{"rendered":"Securities Arbitration Claims Against National Securities Corp."},"content":{"rendered":"

\"SecuritiesAccording to some reports, nearly 1\/3 of National Securities brokers have had regulatory issues, legal disputes, or personal financial problems that have been disclosed to investors<\/strong><\/h2>\n

National Securities Corporation is one of the oldest financial firms in the U.S., dating back over 70 years. Its the main office is in Seattle, Washington, but the company has licenses to operate in every state in the country, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.<\/p>\n

National Securities Corporation is registered with the SEC and three self-regulatory organizations: Nasdaq, Cboe BZX Exchanged, Inc., and the Financial Industry Regulatory Authority (FINRA) \u2013 and it is with the latter agency that the company has come under intense scrutiny over the last couple of decades.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

According to some reports, nearly 1\/3 of National Securities brokers have had regulatory issues, legal disputes, or personal financial problems that have been disclosed to investors National Securities Corporation is one of the oldest financial firms in the U.S., dating back over 70 years. Its the main office is in Seattle, Washington, but the company […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[598,582,575,607,588,577,592,605,612,617,595,587,613,601,618,603,599,596],"tags":[1012,1029],"class_list":["post-6323","post","type-post","status-publish","format-standard","hentry","category-alternate-investments","category-elder-fraud","category-exchange-traded-funds","category-failure-to-supervise","category-finra-arbitration","category-finra-disciplinary-actions","category-finra-investor-alert","category-finra-regulatory-notice","category-forex-trading","category-hedge-funds","category-investment-fraud","category-mutual-funds","category-nfa-arbitration","category-oil-gas-fraud","category-private-equity-funds","category-sec-investor-tips","category-securities-arbitration","category-securities-concentration","tag-national-securities-corp","tag-securities-arbitration-claims"],"yoast_head":"\nSecurities Arbitration Claims Against National Securities Corp. — Securities Arbitration Lawyers Blog — August 15, 2018<\/title>\n<meta name=\"description\" content=\"According to some reports, nearly 1\/3 of National Securities brokers have had regulatory issues, legal disputes, or personal financial problems that have — August 15, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/national-securities-corp-has-been-on-finras-radar-for-years\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Securities Arbitration Claims Against National Securities Corp. — Securities Arbitration Lawyers Blog — August 15, 2018\" \/>\n<meta name=\"twitter:description\" content=\"According to some reports, nearly 1\/3 of National Securities brokers have had regulatory issues, legal disputes, or personal financial 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