{"id":6305,"date":"2018-08-07T10:25:10","date_gmt":"2018-08-07T14:25:10","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6305"},"modified":"2018-08-07T10:25:10","modified_gmt":"2018-08-07T14:25:10","slug":"criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/","title":{"rendered":"Criminal Charges And Additional Complaints Against  Former Broker Matthew Eckstein"},"content":{"rendered":"<p>In June, we told you about <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/\" target=\"_blank\">Matthew Evan Eckstein<\/a> (<a href=\"http:\/\/brokercheck.finra.org\/individual\/summary\/2997245\" target=\"_blank\">CRD #2997245<\/a>), who was a previously registered broker with Sisk Investment Services, Inc. (CRD #19406) of Syossett, NY. In addition to being registered there since 2015, Eckstein owned Sisk and was its CEO. FINRA also expelled Sisk Investment Services on 6\/22\/2018. \u00a0Eckstein was previously employed by Gould, Ambroson &amp; Associates Ltd. (CRD #17412) of Garden City, NY since he began working in the industry in 1998.<\/p>\n<p>There have been some new developments with this broker since our last blog post.<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-4691 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets-300x199.jpg\" alt=\"SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets-300x199\" width=\"300\" height=\"199\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets-300x199.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets-768x510.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets-1024x680.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets-1000x664.jpg 1000w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets-181x120.jpg 181w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>On 6\/12\/2018, the Nassau County (New York) District Attorney filed multiple criminal charges against Eckstein:<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/\"  title=\"Continue Reading Criminal Charges And Additional Complaints Against  Former Broker Matthew Eckstein\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>In June, we told you about Matthew Evan Eckstein (CRD #2997245), who was a previously registered broker with Sisk Investment Services, Inc. (CRD #19406) of Syossett, NY. In addition to being registered there since 2015, Eckstein owned Sisk and was its CEO. FINRA also expelled Sisk Investment Services on 6\/22\/2018. \u00a0Eckstein was previously employed by [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,588,580,576],"tags":[901,1003,290,1002],"class_list":["post-6305","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-finra-arbitration","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-matthew-eckstein","tag-scott-silver-sisk-investment-services","tag-securities-arbitration","tag-sisk-investment-services"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Criminal Charges And Additional Complaints Against Former Broker Matthew Eckstein &#8212; Securities Arbitration Lawyers Blog &#8212; August 7, 2018<\/title>\n<meta name=\"description\" content=\"In June, we told you about Matthew Evan Eckstein (CRD #2997245), who was a previously registered broker with Sisk Investment Services, Inc. (CRD #19406) &#8212; August 7, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Criminal Charges And Additional Complaints Against Former Broker Matthew Eckstein &#8212; Securities Arbitration Lawyers Blog &#8212; August 7, 2018\" \/>\n<meta name=\"twitter:description\" content=\"In June, we told you about Matthew Evan Eckstein (CRD #2997245), who was a previously registered broker with Sisk Investment Services, Inc. (CRD #19406) &#8212; August 7, 2018\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Criminal Charges And Additional Complaints Against Former Broker Matthew Eckstein &#8212; Securities Arbitration Lawyers Blog &#8212; August 7, 2018","description":"In June, we told you about Matthew Evan Eckstein (CRD #2997245), who was a previously registered broker with Sisk Investment Services, Inc. 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(CRD #19406) &#8212; August 7, 2018","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Criminal Charges And Additional Complaints Against Former Broker Matthew Eckstein","datePublished":"2018-08-07T14:25:10+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/"},"wordCount":370,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets-300x199.jpg","keywords":["Matthew Eckstein","scott silver Sisk Investment Services","Securities Arbitration","Sisk Investment Services"],"articleSection":["Breach of Fiduciary Duty","FINRA Arbitration","Stockbroker Misconduct","Unsuitable Investment Advice"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/","url":"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/","name":"Criminal Charges And Additional Complaints Against Former Broker Matthew Eckstein &#8212; Securities Arbitration Lawyers Blog &#8212; August 7, 2018","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Charges-Paul-Mata-David-Kayatta-Mario-Pincheira-With-Fraud-and-Freezes-Assets-300x199.jpg","datePublished":"2018-08-07T14:25:10+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"In June, we told you about Matthew Evan Eckstein (CRD #2997245), who was a previously registered broker with Sisk Investment Services, Inc. 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