{"id":6302,"date":"2018-08-07T10:06:32","date_gmt":"2018-08-07T14:06:32","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6302"},"modified":"2018-08-07T10:06:32","modified_gmt":"2018-08-07T14:06:32","slug":"broker-cindy-chiellini-subject-of-three-customer-disputes","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-cindy-chiellini-subject-of-three-customer-disputes\/","title":{"rendered":"Broker Cindy Chiellini Subject Of Three Customer Disputes"},"content":{"rendered":"<p>Cindy Lucille Porto Chiellini (CRD #1015592) is a currently registered broker with Centaurus Financial, Inc. (CRD #30833) of Lexington, SC, since 2015. Previously, she worked with J.P. Turner &amp; Company, L.L.C. (CRD #43177), Gunnallen Financial, Inc. (CRD #17609) and First Allied Securities, Inc. (CRD #32444), all of Lexington. She has been in the industry since 1984.<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft size-medium wp-image-4655\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Securities-Industry-Lingo-May-Interfere-With-Financial-Advising-300x161.jpg\" alt=\"Securities-Industry-Lingo-May-Interfere-With-Financial-Advising-300x161\" width=\"300\" height=\"161\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Securities-Industry-Lingo-May-Interfere-With-Financial-Advising-300x161.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Securities-Industry-Lingo-May-Interfere-With-Financial-Advising-768x412.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Securities-Industry-Lingo-May-Interfere-With-Financial-Advising-1024x549.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Securities-Industry-Lingo-May-Interfere-With-Financial-Advising-1000x536.jpg 1000w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Securities-Industry-Lingo-May-Interfere-With-Financial-Advising-224x120.jpg 224w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Securities-Industry-Lingo-May-Interfere-With-Financial-Advising.jpg 1892w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Chiellini has three recent customer disputes in her long financial career, but no disciplinary actions. The first dispute was filed on 05\/21\/2018, from the beneficiaries of a deceased client. The claimants alleged that Chiellini recommended unsuitable investments that resulted in a loss when they decided to liquidate. They have requested damages of $100,000. Chiellini denies the allegations, and states that she not only reviewed the investments with her original client before they were purchased, but also discussed options with the beneficiaries after the client passed away. The beneficiaries decided to liquidate rather than wait, and signed statements that they understood the loss involved by immediate liquidation instead of waiting for these securities to reach full maturity. This claim is currently pending.<\/p>\n<p>The second dispute was filed on 4\/17\/2018, alleging that his account had \u201cless liquidity\u201d than he told Chiellini he wanted, and lost principal when he sold. The client requested damages of $170,000. Chiellini\u2019s response denied the accusations. After explaining the investment strategies and providing relevant documentation, as well as receiving the customer\u2019s signature on forms certifying that he understood everything, the customer took the advice of a non-licensed securities and insurance individual to liquidate everything over the protests of Chiellini and Centaurus Financial. After the firm examined the evidence, they denied the claim.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/broker-cindy-chiellini-subject-of-three-customer-disputes\/\"  title=\"Continue Reading Broker Cindy Chiellini Subject Of Three Customer Disputes\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Cindy Lucille Porto Chiellini (CRD #1015592) is a currently registered broker with Centaurus Financial, Inc. (CRD #30833) of Lexington, SC, since 2015. Previously, she worked with J.P. Turner &amp; Company, L.L.C. (CRD #43177), Gunnallen Financial, Inc. (CRD #17609) and First Allied Securities, Inc. (CRD #32444), all of Lexington. She has been in the industry since [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,580],"tags":[856,1000,1001,290],"class_list":["post-6302","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-stockbroker-misconduct","tag-centaurus-financial","tag-cindy-chiellini","tag-scott-silver-centaurus-financial","tag-securities-arbitration"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Cindy Chiellini Subject Of Three Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; August 7, 2018<\/title>\n<meta name=\"description\" content=\"Cindy Lucille Porto Chiellini (CRD #1015592) is a currently registered broker with Centaurus Financial, Inc. (CRD #30833) of Lexington, SC, since 2015. &#8212; August 7, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-cindy-chiellini-subject-of-three-customer-disputes\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Cindy Chiellini Subject Of Three Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; August 7, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Cindy Lucille Porto Chiellini (CRD #1015592) is a currently registered broker with Centaurus Financial, Inc. 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