{"id":6294,"date":"2018-08-07T09:15:31","date_gmt":"2018-08-07T13:15:31","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6294"},"modified":"2018-08-07T09:25:07","modified_gmt":"2018-08-07T13:25:07","slug":"worden-capitals-broker-gregory-dean-charged-with-churning","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/worden-capitals-broker-gregory-dean-charged-with-churning\/","title":{"rendered":"Worden Capital\u2019s Broker Gregory Dean Charged With Churning"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-4496 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Stockbroker-Misconduct-1-300x150-300x150.jpg\" alt=\"Stockbroker-Misconduct-1-300x150-300x150\" width=\"300\" height=\"150\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Stockbroker-Misconduct-1-300x150.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Stockbroker-Misconduct-1-300x150-240x120.jpg 240w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Gregory Dean (CRD #4922996), currently employed with Worden Capital Management of Rockville, NY (CRD #148366) is the subject of multiple disclosures, mostly customer complaints. He is also the subject of a civil SEC complaint and one regulatory complaint, going back to 2013.<\/p>\n<p>Dean\u2019s previous employers include:<\/p>\n<ul>\n<li>D. Nicholas &amp; Associates, Inc. (CRD #44791) of Syosett, NY, from 01\/16\/2007 through 11\/24\/2014<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/worden-capitals-broker-gregory-dean-charged-with-churning\/\"  title=\"Continue Reading Worden Capital\u2019s Broker Gregory Dean Charged With Churning\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Gregory Dean (CRD #4922996), currently employed with Worden Capital Management of Rockville, NY (CRD #148366) is the subject of multiple disclosures, mostly customer complaints. He is also the subject of a civil SEC complaint and one regulatory complaint, going back to 2013. Dean\u2019s previous employers include: D. Nicholas &amp; Associates, Inc. (CRD #44791) of Syosett, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,589,583,580],"tags":[992,994,290,993],"class_list":["post-6294","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-churning-2","category-sec-actions","category-stockbroker-misconduct","tag-gregory-dean","tag-scott-silver-worden-capital-management","tag-securities-arbitration","tag-worden-capital-management"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Worden Capital\u2019s Broker Gregory Dean Charged With Churning &#8212; Securities Arbitration Lawyers Blog &#8212; August 7, 2018<\/title>\n<meta name=\"description\" content=\"Gregory Dean (CRD #4922996), currently employed with Worden Capital Management of Rockville, NY (CRD #148366) is the subject of multiple disclosures, &#8212; August 7, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/worden-capitals-broker-gregory-dean-charged-with-churning\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Worden Capital\u2019s Broker Gregory Dean Charged With Churning &#8212; Securities Arbitration Lawyers Blog &#8212; August 7, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Gregory Dean (CRD #4922996), currently employed with Worden Capital Management of Rockville, NY (CRD #148366) is the subject of multiple disclosures, &#8212; August 7, 2018\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Stockbroker-Misconduct-1-300x150.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Worden Capital\u2019s Broker Gregory Dean Charged With Churning &#8212; 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