{"id":6246,"date":"2018-07-25T16:59:57","date_gmt":"2018-07-25T20:59:57","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6246"},"modified":"2018-07-25T16:59:57","modified_gmt":"2018-07-25T20:59:57","slug":"silver-law-group-is-investigating-david-barber-of-madison-avenue-securities","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-david-barber-of-madison-avenue-securities\/","title":{"rendered":"Silver Law Group is Investigating David Barber of Madison Avenue Securities"},"content":{"rendered":"

D\"Leon-Vaccarelli-Fined-and-Sanctioned-by-FINRA-300x199\"avid Barber (CRD #1165082) was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Barber consented to the sanction and to the entry of findings that he failed to produce information and documents requested by FINRA during the course of an ongoing examination to determine whether he engaged in unauthorized trading in the accounts of customers of his member firm, exercised discretion in customer accounts without written authorization, or otherwise acted in violation of FINRA rules.<\/p>\n

David Barber has been registered with Madison Avenue Securities in San Diego, California since 2015.\u00a0 In January 2018, a securities arbitration award granted a California investor over 2 million dollars in compensatory and punitive damages and attorney\u2019s fees.\u00a0 The securities arbitration panel found Madison Avenue and Mr. Barber liable for churning<\/a>, unauthorized trading<\/a> and breach of fiduciary duty<\/a>.<\/p>\n

Contact Our Firm if You\u2019ve Invested with David Barber<\/strong><\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

David Barber (CRD #1165082) was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Barber consented to the sanction and to the entry of findings that he failed to produce information and documents requested by FINRA during the course of an ongoing examination to determine whether he engaged […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,589,577,580,581],"tags":[966,967,968,290],"class_list":["post-6246","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-churning-2","category-finra-disciplinary-actions","category-stockbroker-misconduct","category-unauthorized-trading","tag-david-barber","tag-madison-avenue-securities","tag-scott-silver-madison-avenue-securities","tag-securities-arbitration"],"yoast_head":"\nSilver Law Group is Investigating David Barber of Madison Avenue Securities — Securities Arbitration Lawyers Blog — July 25, 2018<\/title>\n<meta name=\"description\" content=\"David Barber (CRD #1165082) was barred from association with any FINRA member in all capacities. 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