{"id":622,"date":"2017-02-28T19:47:08","date_gmt":"2017-03-01T00:47:08","guid":{"rendered":"http:\/\/www.elderfinancialfraudattorneys.com\/?p=622"},"modified":"2018-10-04T16:02:40","modified_gmt":"2018-10-04T20:02:40","slug":"finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/","title":{"rendered":"FINRA Hands Down Fines and a Suspension to Broker Ciro Cavazos"},"content":{"rendered":"

\"FINRA<\/a><\/p>\n

It\u2019s reported that the California broker didn\u2019t disclose that he borrowed money from a client, among previous accusations of elder financial exploitation<\/h2>\n

Ciro Cavazos learned in August of 2016 that he was being fined and suspended by the Financial Industry Regulatory Authority (FINRA). The agency discovered that Cavazos borrowed money from a client and that the action was undocumented. In addition, he only agreed to pay back the loan verbally when he could, and that there were no repayment terms or a fixed maturity date. When Cavazos\u2019 registration was transferred to another firm \u2013 along with the client\u2019s account \u2013 he had only partially paid back the client.<\/p>\n

Although he wouldn\u2019t admit or deny the findings, Cavazos agreed to the suspension and the fines.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

It\u2019s reported that the California broker didn\u2019t disclose that he borrowed money from a client, among previous accusations of elder financial exploitation Ciro Cavazos learned in August of 2016 that he was being fined and suspended by the Financial Industry Regulatory Authority (FINRA). The agency discovered that Cavazos borrowed money from a client and that […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[9],"class_list":["post-622","post","type-post","status-publish","format-standard","hentry","category-blog","tag-finra"],"yoast_head":"\nCiro Cavazos : Elder Financial Fraud Alert<\/title>\n<meta name=\"description\" content=\"Ciro Cavazos fined and suspended by FINRA after allegations of elder financial fraud and exploitation. Could you also be a victim?\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Ciro Cavazos : Elder Financial Fraud Alert\" \/>\n<meta name=\"twitter:description\" content=\"Ciro Cavazos fined and suspended by FINRA after allegations of elder financial fraud and exploitation. Could you also be a victim?\" \/>\n<meta name=\"twitter:image\" content=\"http:\/\/www.elderfinancialfraudattorneys.com\/wp-content\/uploads\/2017\/03\/FINRA-Hands-Down-Fines-and-a-Suspension-to-Broker-Ciro-Cavazos-300x200.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Ciro Cavazos : Elder Financial Fraud Alert","description":"Ciro Cavazos fined and suspended by FINRA after allegations of elder financial fraud and exploitation. Could you also be a victim?","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/","twitter_card":"summary_large_image","twitter_title":"Ciro Cavazos : Elder Financial Fraud Alert","twitter_description":"Ciro Cavazos fined and suspended by FINRA after allegations of elder financial fraud and exploitation. Could you also be a victim?","twitter_image":"http:\/\/www.elderfinancialfraudattorneys.com\/wp-content\/uploads\/2017\/03\/FINRA-Hands-Down-Fines-and-a-Suspension-to-Broker-Ciro-Cavazos-300x200.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Hands Down Fines and a Suspension to Broker Ciro Cavazos","datePublished":"2017-03-01T00:47:08+00:00","dateModified":"2018-10-04T20:02:40+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/"},"wordCount":465,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/#primaryimage"},"thumbnailUrl":"http:\/\/www.elderfinancialfraudattorneys.com\/wp-content\/uploads\/2017\/03\/FINRA-Hands-Down-Fines-and-a-Suspension-to-Broker-Ciro-Cavazos-300x200.jpg","keywords":["FINRA"],"articleSection":["Blog"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/","name":"Ciro Cavazos : Elder Financial Fraud Alert","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/#primaryimage"},"thumbnailUrl":"http:\/\/www.elderfinancialfraudattorneys.com\/wp-content\/uploads\/2017\/03\/FINRA-Hands-Down-Fines-and-a-Suspension-to-Broker-Ciro-Cavazos-300x200.jpg","datePublished":"2017-03-01T00:47:08+00:00","dateModified":"2018-10-04T20:02:40+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Ciro Cavazos fined and suspended by FINRA after allegations of elder financial fraud and exploitation. Could you also be a victim?","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/#primaryimage","url":"http:\/\/www.elderfinancialfraudattorneys.com\/wp-content\/uploads\/2017\/03\/FINRA-Hands-Down-Fines-and-a-Suspension-to-Broker-Ciro-Cavazos-300x200.jpg","contentUrl":"http:\/\/www.elderfinancialfraudattorneys.com\/wp-content\/uploads\/2017\/03\/FINRA-Hands-Down-Fines-and-a-Suspension-to-Broker-Ciro-Cavazos-300x200.jpg"},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-down-fines-and-a-suspension-to-broker-ciro-cavazos\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Hands Down Fines and a Suspension to Broker Ciro Cavazos"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/622","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=622"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/622\/revisions"}],"predecessor-version":[{"id":6750,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/622\/revisions\/6750"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=622"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=622"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=622"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}