{"id":6156,"date":"2018-06-28T16:52:21","date_gmt":"2018-06-28T20:52:21","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6156"},"modified":"2018-06-28T16:52:21","modified_gmt":"2018-06-28T20:52:21","slug":"state-of-arkansas-bars-worden-capitals-yousuf-saljooki-for-five-years","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/state-of-arkansas-bars-worden-capitals-yousuf-saljooki-for-five-years\/","title":{"rendered":"State of Arkansas Bars Worden Capital\u2019s Yousuf Saljooki For Five Years"},"content":{"rendered":"

Yousuf Saljooki (CRD #5045123, a\/k\/a \u201cJoe Saljooki\u201d) is a former registered broker with Worden Capital Management LLC (CRD #148366) of Melville, NY. His previous employers include SW Financial (CRD #145012), Legend Securities, Inc. (CRD #44952, expelled) and Tryco Securities, Inc. (CRD #104025), among others. No current employment information is available. He has been in the industry since 2006.<\/p>\n

Saljooki has had two employment separations in less than a year, in part, due to a ban by the state of Arkansas. During the application process, Saljooki failed to disclose an outstanding 2016 federal tax lien of $227,859. The state denied his application, and he was banned for five years. First, SW Financial, then Worden discharged him after the denial. He is not currently registered with any FINRA-affiliated broker.<\/p>\n

Two previous disclosures in 2018 include customer disputes with almost identical allegations of churning and unsuitability, as well as breach of contract\/fiduciary duty and unauthorized trading. The two disputes have requested damages totaling over $1.5 million. Both cases are pending.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Yousuf Saljooki (CRD #5045123, a\/k\/a \u201cJoe Saljooki\u201d) is a former registered broker with Worden Capital Management LLC (CRD #148366) of Melville, NY. His previous employers include SW Financial (CRD #145012), Legend Securities, Inc. (CRD #44952, expelled) and Tryco Securities, Inc. (CRD #104025), among others. No current employment information is available. He has been in the […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,606,580],"tags":[290,926,925],"class_list":["post-6156","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-margin","category-stockbroker-misconduct","tag-securities-arbitration","tag-worden-capital","tag-yousuf-saljooki"],"yoast_head":"\nState of Arkansas Bars Worden Capital\u2019s Yousuf Saljooki For Five Years — Securities Arbitration Lawyers Blog — June 28, 2018<\/title>\n<meta name=\"description\" content=\"Yousuf Saljooki (CRD #5045123, a\/k\/a \u201cJoe Saljooki\u201d) is a former registered broker with Worden Capital Management LLC (CRD #148366) of Melville, NY. 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