{"id":6150,"date":"2018-06-28T16:00:20","date_gmt":"2018-06-28T20:00:20","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6150"},"modified":"2018-06-28T16:00:20","modified_gmt":"2018-06-28T20:00:20","slug":"finra-bars-broker-john-greg-schmidt-after-misappropriation-allegations","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-john-greg-schmidt-after-misappropriation-allegations\/","title":{"rendered":"FINRA Bars Broker John Greg Schmidt After Misappropriation Allegations"},"content":{"rendered":"

John Greg Schmidt (CRD #708094) is a former registered stockbroker and investment advisor whose last known employer was Wells Fargo Advisors Financial Network, LLC (CRD #11025) in Dayton, OH. He is also known as \u201cGreg Schmidt\u201d or \u201cJohn Gregory Schmidt.\u201d<\/p>\n

His<\/a> previous employers include Stifel, Nicolaus & Company, Incorporated (CRD #793), also of Dayton, OH; First Union Securities, Inc. (CRD #19616) of St. Louis, MO; and First Union Capital Markets Corp. (CRD #6124) of Charlotte, NC. Schmidt began his industry career in 1980, but is not currently registered with any FINRA broker.<\/p>\n

Schmidt is currently the subject of several disclosures:<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

John Greg Schmidt (CRD #708094) is a former registered stockbroker and investment advisor whose last known employer was Wells Fargo Advisors Financial Network, LLC (CRD #11025) in Dayton, OH. He is also known as \u201cGreg Schmidt\u201d or \u201cJohn Gregory Schmidt.\u201d His previous employers include Stifel, Nicolaus & Company, Incorporated (CRD #793), also of Dayton, OH; […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[595,591,796,580],"tags":[833,290,822,747],"class_list":["post-6150","post","type-post","status-publish","format-standard","hentry","category-investment-fraud","category-misappropriation","category-negligence","category-stockbroker-misconduct","tag-john-greg-schmidt","tag-securities-arbitration","tag-stifel-nicolaus-company","tag-wells-fargo"],"yoast_head":"\nFINRA Bars Broker John Greg Schmidt After Misappropriation Allegations — Securities Arbitration Lawyers Blog — June 28, 2018<\/title>\n<meta name=\"description\" content=\"John Greg Schmidt (CRD #708094) is a former registered stockbroker and investment 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