{"id":6135,"date":"2018-06-22T17:04:56","date_gmt":"2018-06-22T21:04:56","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6135"},"modified":"2018-06-22T17:04:56","modified_gmt":"2018-06-22T21:04:56","slug":"finra-permanently-bars-kimberly-pine-kitts-after-allegations","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/","title":{"rendered":"FINRA Permanently Bars Kimberly Pine Kitts After Allegations"},"content":{"rendered":"

Kimberly Pine Kitts (CRD #2768200) is a previously registered broker and investment advisor, last employed with Royal Alliance Associates Inc., (CRD #23131) from 2004 through 2017. In the industry since 1993, she was previously employed with ING Financial Partners, Inc. (CRD #2882) in Des Moines, IA, and Forum Fund Services, LLC (CRD #46106) in Portland, ME, among others.<\/p>\n

Kitts was discharged from Royal Alliance on 11\/15\/2017 when the firm received a letter from the attorney of one of her clients. This letter alleged \u201cconversion or misappropriation of funds\u201d<\/em> on Kitts\u2019 part.<\/p>\n

On 12\/8\/2017, FINRA requested information from Kitts regarding her termination from Royal Alliance. She failed to respond to the request, and was suspended for three months. When she failed to request her suspension to be ended, FINRA permanently barred Kitts, effective 03\/12\/2018. Kitts is not allowed to have any association with any FINRA member in any capacity.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Kimberly Pine Kitts (CRD #2768200) is a previously registered broker and investment advisor, last employed with Royal Alliance Associates Inc., (CRD #23131) from 2004 through 2017. In the industry since 1993, she was previously employed with ING Financial Partners, Inc. (CRD #2882) in Des Moines, IA, and Forum Fund Services, LLC (CRD #46106) in Portland, […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[579,591,580],"tags":[781,919,290],"class_list":["post-6135","post","type-post","status-publish","format-standard","hentry","category-broker-permanently-barred","category-misappropriation","category-stockbroker-misconduct","tag-kimberly-kitts","tag-royal-alliance-associates-inc","tag-securities-arbitration"],"yoast_head":"\nFINRA Permanently Bars Kimberly Pine Kitts After Allegations — Securities Arbitration Lawyers Blog — June 22, 2018<\/title>\n<meta name=\"description\" content=\"Kimberly Pine Kitts (CRD #2768200) is a previously registered broker and investment advisor, last employed with Royal Alliance Associates Inc., (CRD — June 22, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Permanently Bars Kimberly Pine Kitts After Allegations — Securities Arbitration Lawyers Blog — June 22, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Kimberly Pine Kitts (CRD #2768200) is a previously registered broker and investment advisor, last employed with Royal Alliance Associates Inc., (CRD — June 22, 2018\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Permanently Bars Kimberly Pine Kitts After Allegations — Securities Arbitration Lawyers Blog — June 22, 2018","description":"Kimberly Pine Kitts (CRD #2768200) is a previously registered broker and investment advisor, last employed with Royal Alliance Associates Inc., (CRD — June 22, 2018","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/","twitter_card":"summary_large_image","twitter_title":"FINRA Permanently Bars Kimberly Pine Kitts After Allegations — Securities Arbitration Lawyers Blog — June 22, 2018","twitter_description":"Kimberly Pine Kitts (CRD #2768200) is a previously registered broker and investment advisor, last employed with Royal Alliance Associates Inc., (CRD — June 22, 2018","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Permanently Bars Kimberly Pine Kitts After Allegations","datePublished":"2018-06-22T21:04:56+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/"},"wordCount":408,"keywords":["Kimberly Kitts","Royal Alliance Associates Inc.","Securities Arbitration"],"articleSection":["Broker Permanently Barred","Misappropriation","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/","name":"FINRA Permanently Bars Kimberly Pine Kitts After Allegations — Securities Arbitration Lawyers Blog — June 22, 2018","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2018-06-22T21:04:56+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Kimberly Pine Kitts (CRD #2768200) is a previously registered broker and investment advisor, last employed with Royal Alliance Associates Inc., (CRD — June 22, 2018","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-kimberly-pine-kitts-after-allegations\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Permanently Bars Kimberly Pine Kitts After Allegations"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/6135","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=6135"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/6135\/revisions"}],"predecessor-version":[{"id":6136,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/6135\/revisions\/6136"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=6135"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=6135"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=6135"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}