{"id":6108,"date":"2018-06-20T17:00:39","date_gmt":"2018-06-20T21:00:39","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6108"},"modified":"2018-08-07T10:39:08","modified_gmt":"2018-08-07T14:39:08","slug":"finra-investigates-broker-matthew-eckstein-for-fraud","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/","title":{"rendered":"FINRA Investigates Broker Matthew Eckstein For Fraud"},"content":{"rendered":"<p><a href=\"https:\/\/www.silverlaw.com\/blog\/criminal-charges-and-additional-complaints-against-former-broker-matthew-eckstein\/\" target=\"_blank\">Matthew Evan Eckstein<\/a> (CRD #2997245) was a registered broker with Sisk Investment Services, Inc. (CRD #19406) of Syossett, NY. He has been with Sisk since 2015. Eckstein was previously employed by Gould, Ambroson &amp; Associates Ltd. (CRD #17412) of Garden City, NY. \u00a0Our New York securities arbitration lawyers are representing investors in claims against Eckstein\u2019s former employers.<\/p>\n<p>Eckstein is currently the subject of a FINRA disciplinary complaint, filed on 04\/27\/2018. Multiple fraud allegations against Eckstein were filed by four of his customers. The facts of the case, based on FINRA records, include:<\/p>\n<ul>\n<li>Eckstein recommended and sold these securities to four of his clients, all of whom were over 50, and had conservative portfolios. One of them was unemployed, two were still employed, one of whom was retiring, and the other sold her home and invested some of the proceeds. The fourth was retired on disability after a car accident, and invested her case settlement with him.<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/\"  title=\"Continue Reading FINRA Investigates Broker Matthew Eckstein For Fraud\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Matthew Evan Eckstein (CRD #2997245) was a registered broker with Sisk Investment Services, Inc. (CRD #19406) of Syossett, NY. He has been with Sisk since 2015. Eckstein was previously employed by Gould, Ambroson &amp; Associates Ltd. (CRD #17412) of Garden City, NY. \u00a0Our New York securities arbitration lawyers are representing investors in claims against Eckstein\u2019s [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[584,580],"tags":[901,1003,290,902],"class_list":["post-6108","post","type-post","status-publish","format-standard","hentry","category-selling-away","category-stockbroker-misconduct","tag-matthew-eckstein","tag-scott-silver-sisk-investment-services","tag-securities-arbitration","tag-sisk-investment-services-inc"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Investigates Broker Matthew Eckstein For Fraud &#8212; Securities Arbitration Lawyers Blog &#8212; June 20, 2018<\/title>\n<meta name=\"description\" content=\"Matthew Evan Eckstein (CRD #2997245) was a registered broker with Sisk Investment Services, Inc. (CRD #19406) of Syossett, NY. He has been with Sisk since &#8212; June 20, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Investigates Broker Matthew Eckstein For Fraud &#8212; Securities Arbitration Lawyers Blog &#8212; June 20, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Matthew Evan Eckstein (CRD #2997245) was a registered broker with Sisk Investment Services, Inc. (CRD #19406) of Syossett, NY. He has been with Sisk since &#8212; June 20, 2018\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Investigates Broker Matthew Eckstein For Fraud &#8212; Securities Arbitration Lawyers Blog &#8212; June 20, 2018","description":"Matthew Evan Eckstein (CRD #2997245) was a registered broker with Sisk Investment Services, Inc. (CRD #19406) of Syossett, NY. He has been with Sisk since &#8212; June 20, 2018","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/","twitter_card":"summary_large_image","twitter_title":"FINRA Investigates Broker Matthew Eckstein For Fraud &#8212; Securities Arbitration Lawyers Blog &#8212; June 20, 2018","twitter_description":"Matthew Evan Eckstein (CRD #2997245) was a registered broker with Sisk Investment Services, Inc. (CRD #19406) of Syossett, NY. He has been with Sisk since &#8212; June 20, 2018","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Investigates Broker Matthew Eckstein For Fraud","datePublished":"2018-06-20T21:00:39+00:00","dateModified":"2018-08-07T14:39:08+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/"},"wordCount":581,"keywords":["Matthew Eckstein","scott silver Sisk Investment Services","Securities Arbitration","Sisk Investment Services Inc."],"articleSection":["Selling away","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-investigates-broker-matthew-eckstein-for-fraud\/","name":"FINRA Investigates Broker Matthew Eckstein For Fraud &#8212; Securities Arbitration Lawyers Blog &#8212; June 20, 2018","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2018-06-20T21:00:39+00:00","dateModified":"2018-08-07T14:39:08+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Matthew Evan Eckstein (CRD #2997245) was a registered broker with Sisk Investment Services, Inc. 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