{"id":6092,"date":"2018-06-14T18:54:35","date_gmt":"2018-06-14T22:54:35","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6092"},"modified":"2018-06-14T18:54:35","modified_gmt":"2018-06-14T22:54:35","slug":"former-south-florida-based-lpl-financial-broker-pedro-o-diaz-under-investigations-after-termination-from-lpl-financial","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/former-south-florida-based-lpl-financial-broker-pedro-o-diaz-under-investigations-after-termination-from-lpl-financial\/","title":{"rendered":"Former South Florida-based LPL Financial Broker Pedro O. Diaz Under Investigations After Termination from LPL Financial"},"content":{"rendered":"

Silver Law Group is investigating former Coconut Creek, Florida-based LPL Financial broker Pedro O. Diaz (CRD# 4877003)<\/a> after LPL Financial discharged him for short-term trading in mutual funds.\u00a0 Short-term trading in mutual funds, according to Diaz\u2019s FINRA BrokerCheck report, a violation of LPL Financial\u2019s policies.<\/p>\n

LPL Financial had employed Diaz since March 2010 and terminated him in December 2017.\u00a0 Now, Newbridge Securities Corporation employs Diaz at its Boca Raton, Florida branch.<\/p>\n

Diaz, who has been in the securities industry at South Florida brokerage firms for 12 years, also is an insurance agent.\u00a0 Diaz sells fixed annuities and spends 10 percent of his time doing so.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating former Coconut Creek, Florida-based LPL Financial broker Pedro O. Diaz (CRD# 4877003) after LPL Financial discharged him for short-term trading in mutual funds.\u00a0 Short-term trading in mutual funds, according to Diaz\u2019s FINRA BrokerCheck report, a violation of LPL Financial\u2019s policies. LPL Financial had employed Diaz since March 2010 and terminated […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[39,544,887],"class_list":["post-6092","post","type-post","status-publish","format-standard","hentry","category-uncategorized","tag-lpl-financial","tag-mutual-funds-2","tag-pedro-o-diaz"],"yoast_head":"\nFormer South Florida-based LPL Financial Broker Pedro O. Diaz Under Investigations After Termination from LPL Financial — Securities Arbitration Lawyers Blog — June 14, 2018<\/title>\n<meta name=\"description\" content=\"Silver Law Group is investigating former Coconut Creek, Florida-based LPL Financial broker Pedro O. Diaz (CRD# 4877003) after LPL Financial discharged him — June 14, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/former-south-florida-based-lpl-financial-broker-pedro-o-diaz-under-investigations-after-termination-from-lpl-financial\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Former South Florida-based LPL Financial Broker Pedro O. 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