{"id":6011,"date":"2018-05-31T14:07:25","date_gmt":"2018-05-31T18:07:25","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6011"},"modified":"2018-06-06T14:48:11","modified_gmt":"2018-06-06T18:48:11","slug":"silver-law-group-is-investigating-larry-wolfe-of-herbert-j-sims-co-inc","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-larry-wolfe-of-herbert-j-sims-co-inc\/","title":{"rendered":"Silver Law Group is Investigating Larry Wolfe of Herbert J. Sims &#038; Co., Inc."},"content":{"rendered":"<p>Larry Wolfe is barred from association with any FINRA member in any capacity.\u00a0 Respondent failed to request termination of his suspension within three months of the date of the Notice of Suspension; therefore, he is automatically barred from association with any FINRA member in any capacity.<\/p>\n<p>Wolfe consented to the sanctions and to the entry of findings that he exercised discretion in the accounts of customers, by submitting sell orders to sell one particular security in each customer account without obtaining prior written authorization from the customers or written approval of the accounts as discretionary from his member firm.<\/p>\n<h3><strong>Contact Our Firm if You\u2019ve Invested with Larry Wolfe<\/strong><\/h3>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-larry-wolfe-of-herbert-j-sims-co-inc\/\"  title=\"Continue Reading Silver Law Group is Investigating Larry Wolfe of Herbert J. Sims &#038; Co., Inc.\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Larry Wolfe is barred from association with any FINRA member in any capacity.\u00a0 Respondent failed to request termination of his suspension within three months of the date of the Notice of Suspension; therefore, he is automatically barred from association with any FINRA member in any capacity. Wolfe consented to the sanctions and to the entry [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[579,849,580,581],"tags":[851,850,290],"class_list":["post-6011","post","type-post","status-publish","format-standard","hentry","category-broker-permanently-barred","category-puerto-rico-bonds","category-stockbroker-misconduct","category-unauthorized-trading","tag-herbert-j-sims-co","tag-larry-wolfe","tag-securities-arbitration"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Silver Law Group is Investigating Larry Wolfe of Herbert J. Sims &amp; Co., Inc. &#8212; Securities Arbitration Lawyers Blog &#8212; May 31, 2018<\/title>\n<meta name=\"description\" content=\"Larry Wolfe is barred from association with any FINRA member in any capacity.\u00a0 Respondent failed to request termination of his suspension within three &#8212; May 31, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-larry-wolfe-of-herbert-j-sims-co-inc\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Silver Law Group is Investigating Larry Wolfe of Herbert J. 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