{"id":5974,"date":"2018-05-17T17:05:42","date_gmt":"2018-05-17T21:05:42","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=5974"},"modified":"2018-05-17T17:05:42","modified_gmt":"2018-05-17T21:05:42","slug":"silver-law-group-is-investigating-joseph-alan-lavigne-of-spencer-edwards-inc","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-joseph-alan-lavigne-of-spencer-edwards-inc\/","title":{"rendered":"Silver Law Group is Investigating Joseph Alan Lavigne of Spencer Edwards, Inc."},"content":{"rendered":"<p>Silver Law Group is currently investigating Centennial, Colorado based broker Joseph Alan Lavigne regarding complaints pertaining to failure to provide due diligence to investor clients and misrepresentation.<\/p>\n<p>Based on FINRA\u2019s BrokerCheck report on Lavigne, a complaint was filed on December 4, 2017 alleging that Lavigne provided misleading information to investor clients during his employment at Spencer Edwards, Inc. The total in damages was $47,034.75.<\/p>\n<p>Lavigne was previously employed at Bathgate Capital Partners LLC from 2002 to 2013. He has been employed at Spencer Edwards, Inc. from 2013 to the present.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-joseph-alan-lavigne-of-spencer-edwards-inc\/\"  title=\"Continue Reading Silver Law Group is Investigating Joseph Alan Lavigne of Spencer Edwards, Inc.\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is currently investigating Centennial, Colorado based broker Joseph Alan Lavigne regarding complaints pertaining to failure to provide due diligence to investor clients and misrepresentation. Based on FINRA\u2019s BrokerCheck report on Lavigne, a complaint was filed on December 4, 2017 alleging that Lavigne provided misleading information to investor clients during his employment at [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[607,590,580],"tags":[836,290,837],"class_list":["post-5974","post","type-post","status-publish","format-standard","hentry","category-failure-to-supervise","category-misrepresentation-and-omission-of-material-facts","category-stockbroker-misconduct","tag-joseph-alan-lavigne","tag-securities-arbitration","tag-spencer-edwards-inc"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Silver Law Group is Investigating Joseph Alan Lavigne of Spencer Edwards, Inc. &#8212; Securities Arbitration Lawyers Blog &#8212; May 17, 2018<\/title>\n<meta name=\"description\" content=\"Silver Law Group is currently investigating Centennial, Colorado based broker Joseph Alan Lavigne regarding complaints pertaining to failure to provide &#8212; May 17, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-joseph-alan-lavigne-of-spencer-edwards-inc\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Silver Law Group is Investigating Joseph Alan Lavigne of Spencer Edwards, Inc. &#8212; Securities Arbitration Lawyers Blog &#8212; May 17, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Silver Law Group is currently investigating Centennial, Colorado based broker Joseph Alan Lavigne regarding complaints pertaining to failure to provide &#8212; May 17, 2018\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Failure-to-Adequately-Supervise-Prompts-FINRA-Suspension-of-Roman-Luckey.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Silver Law Group is Investigating Joseph Alan Lavigne of Spencer Edwards, Inc. &#8212; 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