{"id":5949,"date":"2018-05-11T16:47:02","date_gmt":"2018-05-11T20:47:02","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=5949"},"modified":"2018-05-11T16:47:02","modified_gmt":"2018-05-11T20:47:02","slug":"silver-law-group-is-investigating-joseph-daniel-krueger-ii-of-stifel-nicolaus-company","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-joseph-daniel-krueger-ii-of-stifel-nicolaus-company\/","title":{"rendered":"Silver Law Group is Investigating Joseph Daniel Krueger, II of Stifel, Nicolaus, & Company"},"content":{"rendered":"

\"New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-300x200\"Silver Law Group is currently investigating Cleveland, Ohio based broker Joseph Daniel Krueger II regarding complaints pertaining to engaging in outside securities transactions by issuing and selling away<\/a> promissory notes in the amount of $200,000 with his prior brokerage firm\u2019s clients without notifying his prior brokerage firm.<\/p>\n

Based on FINRA\u2019s BrokerCheck report on Joseph Krueger II, a FINRA regulatory action was filed on December 4, 2017 alleging that Krueger II provided misleading information to investor clients from Stifel, Nicolaus, & Company during his employment at Stifel, Nicolaus, & Company, Inc. regarding a startup App company while simultaneously engaging in the selling of outside securities, which were used to finance startup costs associated with the App company. The total in damages fined was $10,000, which also included a suspension of 3 months.<\/p>\n

Krueger II was previously employed at Stifel, Nicolaus & Co., Inc. from 2001 to 2015. He has been employed at Robert W. Baird & Co. from 2015 to the present.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is currently investigating Cleveland, Ohio based broker Joseph Daniel Krueger II regarding complaints pertaining to engaging in outside securities transactions by issuing and selling away promissory notes in the amount of $200,000 with his prior brokerage firm\u2019s clients without notifying his prior brokerage firm. Based on FINRA\u2019s BrokerCheck report on Joseph Krueger […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[590,584,580],"tags":[821,290,822],"class_list":["post-5949","post","type-post","status-publish","format-standard","hentry","category-misrepresentation-and-omission-of-material-facts","category-selling-away","category-stockbroker-misconduct","tag-joseph-daniel-krueger","tag-securities-arbitration","tag-stifel-nicolaus-company"],"yoast_head":"\nSilver Law Group is Investigating Joseph Daniel Krueger, II of Stifel, Nicolaus, & Company — Securities Arbitration Lawyers Blog — May 11, 2018<\/title>\n<meta name=\"description\" content=\"Silver Law Group is currently investigating Cleveland, Ohio based broker Joseph Daniel Krueger II regarding complaints pertaining to engaging in outside — May 11, 2018\" \/>\n<meta name=\"robots\" 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