{"id":5919,"date":"2018-05-04T16:38:34","date_gmt":"2018-05-04T20:38:34","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=5919"},"modified":"2018-05-04T16:38:34","modified_gmt":"2018-05-04T20:38:34","slug":"finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/","title":{"rendered":"FINRA Permanently Bars Carlos Nester Evertsz-Seda  After Second Suspension"},"content":{"rendered":"<p>FINRA has barred Carlos Nestor Evertsz-Seda (aka Carlos Nextor Evertsz, CRD# 4757897.) He is a previously registered broker, and is not currently registered with any FINRA member. His last place of employment was K.C. Ward Financial (CRD# 145135) of Ronkonkoma, NY from 03\/05\/2010 to 05\/09\/2017. Seda also worked for K.C. Ward Financial from 02\/28\/2008 to 09\/23\/2008. He also worked for J.P. Turner &amp; Company, L.L.C. (CRD# 43177) prior to his tenure at K.C. Ward Financial, from 10\/04\/2006 to 03\/26\/2008.<\/p>\n<p>Seda is the subject of two FINRA actions, both of which resulted in suspensions.<\/p>\n<ul>\n<li>The first was filed on 5\/2\/2014, when it was discovered that Seda was involved in two outside business ventures without notifying his employer, and getting the employer\u2019s permission to engage in the activities. One transaction netted Seta $10,000. He was fined $5,000 and suspended for one month, and signed an Acceptance, Waiver and Consent (AWC) letter without affirming or denying the allegations.<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/\"  title=\"Continue Reading FINRA Permanently Bars Carlos Nester Evertsz-Seda  After Second Suspension\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>FINRA has barred Carlos Nestor Evertsz-Seda (aka Carlos Nextor Evertsz, CRD# 4757897.) He is a previously registered broker, and is not currently registered with any FINRA member. His last place of employment was K.C. Ward Financial (CRD# 145135) of Ronkonkoma, NY from 03\/05\/2010 to 05\/09\/2017. Seda also worked for K.C. Ward Financial from 02\/28\/2008 to [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,579,580],"tags":[803,804,290],"class_list":["post-5919","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-broker-permanently-barred","category-stockbroker-misconduct","tag-carlos-nester-evertsz-seda","tag-k-c-ward-financial","tag-securities-arbitration"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Permanently Bars Carlos Nester Evertsz-Seda After Second Suspension &#8212; Securities Arbitration Lawyers Blog &#8212; May 4, 2018<\/title>\n<meta name=\"description\" content=\"FINRA has barred Carlos Nestor Evertsz-Seda (aka Carlos Nextor Evertsz, CRD# 4757897.) He is a previously registered broker, and is not currently &#8212; May 4, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Permanently Bars Carlos Nester Evertsz-Seda After Second Suspension &#8212; Securities Arbitration Lawyers Blog &#8212; May 4, 2018\" \/>\n<meta name=\"twitter:description\" content=\"FINRA has barred Carlos Nestor Evertsz-Seda (aka Carlos Nextor Evertsz, CRD# 4757897.) He is a previously registered broker, and is not currently &#8212; May 4, 2018\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Permanently Bars Carlos Nester Evertsz-Seda After Second Suspension &#8212; Securities Arbitration Lawyers Blog &#8212; May 4, 2018","description":"FINRA has barred Carlos Nestor Evertsz-Seda (aka Carlos Nextor Evertsz, CRD# 4757897.) He is a previously registered broker, and is not currently &#8212; May 4, 2018","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/","twitter_card":"summary_large_image","twitter_title":"FINRA Permanently Bars Carlos Nester Evertsz-Seda After Second Suspension &#8212; Securities Arbitration Lawyers Blog &#8212; May 4, 2018","twitter_description":"FINRA has barred Carlos Nestor Evertsz-Seda (aka Carlos Nextor Evertsz, CRD# 4757897.) He is a previously registered broker, and is not currently &#8212; May 4, 2018","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Permanently Bars Carlos Nester Evertsz-Seda After Second Suspension","datePublished":"2018-05-04T20:38:34+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/"},"wordCount":335,"keywords":["Carlos Nester Evertsz-Seda","K.C. Ward Financial","Securities Arbitration"],"articleSection":["Breach of Fiduciary Duty","Broker Permanently Barred","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/","name":"FINRA Permanently Bars Carlos Nester Evertsz-Seda After Second Suspension &#8212; Securities Arbitration Lawyers Blog &#8212; May 4, 2018","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2018-05-04T20:38:34+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"FINRA has barred Carlos Nestor Evertsz-Seda (aka Carlos Nextor Evertsz, CRD# 4757897.) He is a previously registered broker, and is not currently &#8212; May 4, 2018","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-carlos-nester-evertsz-seda-after-second-suspension\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Permanently Bars Carlos Nester Evertsz-Seda After Second Suspension"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/5919","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=5919"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/5919\/revisions"}],"predecessor-version":[{"id":5920,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/5919\/revisions\/5920"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=5919"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=5919"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=5919"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}