{"id":5914,"date":"2018-05-04T16:28:09","date_gmt":"2018-05-04T20:28:09","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=5914"},"modified":"2018-05-04T16:28:09","modified_gmt":"2018-05-04T20:28:09","slug":"finra-suspends-broker-lorene-fairbanks-for-improper-financial-relationship-with-client-and-improper-communications-with-client","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-lorene-fairbanks-for-improper-financial-relationship-with-client-and-improper-communications-with-client\/","title":{"rendered":"FINRA Suspends Broker Lorene Fairbanks For Improper Financial Relationship With Client And Improper Communications With Client"},"content":{"rendered":"<p>Lorene Fairbanks (CRD# 2788572) (aka \u201cLorene Fairbanks Miller,\u201d \u201cLori Miller\u201d) has been suspended by FINRA for five months due to allegations of an improper financial relationship with a client and improper communications. Her last registered employment was with Ameriprise Financial Services (CRD# 6363). She is not currently registered with any financial institution.<\/p>\n<p>Fairbanks\u2019 previous registration history includes:<\/p>\n<ul>\n<li>Ameriprise Financial Services (CRD# 6363), of Canfield, OH, from 11\/20\/2014 to 06\/09\/2017.<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-lorene-fairbanks-for-improper-financial-relationship-with-client-and-improper-communications-with-client\/\"  title=\"Continue Reading FINRA Suspends Broker Lorene Fairbanks For Improper Financial Relationship With Client And Improper Communications With Client\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Lorene Fairbanks (CRD# 2788572) (aka \u201cLorene Fairbanks Miller,\u201d \u201cLori Miller\u201d) has been suspended by FINRA for five months due to allegations of an improper financial relationship with a client and improper communications. Her last registered employment was with Ameriprise Financial Services (CRD# 6363). She is not currently registered with any financial institution. Fairbanks\u2019 previous registration [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[108,800,290],"class_list":["post-5914","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","tag-ameriprise-financial-services","tag-lorene-fairbanks","tag-securities-arbitration"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Suspends Broker Lorene Fairbanks For Improper Financial Relationship With Client And Improper Communications With Client &#8212; Securities Arbitration Lawyers Blog &#8212; May 4, 2018<\/title>\n<meta name=\"description\" content=\"Lorene Fairbanks (CRD# 2788572) (aka \u201cLorene Fairbanks Miller,\u201d \u201cLori Miller\u201d) has been suspended by FINRA for five months due to allegations of an &#8212; 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May 4, 2018","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"4 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-lorene-fairbanks-for-improper-financial-relationship-with-client-and-improper-communications-with-client\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-lorene-fairbanks-for-improper-financial-relationship-with-client-and-improper-communications-with-client\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Suspends Broker Lorene Fairbanks For Improper Financial Relationship With Client And Improper Communications With Client","datePublished":"2018-05-04T20:28:09+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-lorene-fairbanks-for-improper-financial-relationship-with-client-and-improper-communications-with-client\/"},"wordCount":763,"keywords":["ameriprise financial services","Lorene Fairbanks","Securities Arbitration"],"articleSection":["Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-lorene-fairbanks-for-improper-financial-relationship-with-client-and-improper-communications-with-client\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-lorene-fairbanks-for-improper-financial-relationship-with-client-and-improper-communications-with-client\/","name":"FINRA Suspends Broker Lorene Fairbanks For Improper Financial Relationship With Client And Improper Communications With Client &#8212; 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