{"id":5888,"date":"2018-05-01T14:22:31","date_gmt":"2018-05-01T18:22:31","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=5888"},"modified":"2018-05-01T14:22:31","modified_gmt":"2018-05-01T18:22:31","slug":"silver-law-group-is-investigating-kimberly-kitts-of-royal-alliance-associates","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-kimberly-kitts-of-royal-alliance-associates\/","title":{"rendered":"Silver Law Group is Investigating Kimberly Kitts of Royal Alliance Associates"},"content":{"rendered":"<p>Kimberly Kitts (CRD# 2768200) has been with Royal Alliance Associates in Palmer, Massachusetts since 2004. In a regulatory action from 2017, FINRA found that Kitts failed to respond to a FINRA request for information. Kitts also failed to request termination of her earlier suspension within the allotted time. As a result, FINRA permanently barred Kitts from being associated with any FINRA member firm. Kitts was also discharged from Royal Alliance Associates in 2017. The firm terminated Kitts after receiving correspondence from her client\u2019s attorney alleging that Kitts converted or misappropriated the client\u2019s funds.<\/p>\n<p>Kitts has also been the subject of several customer disputes. In one dispute pending from 2017, the Claimant also alleges that Kitts converted or misappropriated the Claimant\u2019s funds. In addition to this claim, Kitts has three other complaints against her that eventually were closed or dismissed. These complaints included allegations such as unsuitability and non-compliance with client requests.<\/p>\n<p>FINRA requires that its members refrain from engaging in fraudulent or deceptive practices with their clients. FINRA also requires its members to only charge their clients a reasonable fee for services.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-kimberly-kitts-of-royal-alliance-associates\/\"  title=\"Continue Reading Silver Law Group is Investigating Kimberly Kitts of Royal Alliance Associates\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Kimberly Kitts (CRD# 2768200) has been with Royal Alliance Associates in Palmer, Massachusetts since 2004. In a regulatory action from 2017, FINRA found that Kitts failed to respond to a FINRA request for information. Kitts also failed to request termination of her earlier suspension within the allotted time. As a result, FINRA permanently barred Kitts [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[591,580],"tags":[781,109,290],"class_list":["post-5888","post","type-post","status-publish","format-standard","hentry","category-misappropriation","category-stockbroker-misconduct","tag-kimberly-kitts","tag-royal-alliance-associates","tag-securities-arbitration"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Silver Law Group is Investigating Kimberly Kitts of Royal Alliance Associates &#8212; Securities Arbitration Lawyers Blog &#8212; May 1, 2018<\/title>\n<meta name=\"description\" content=\"Kimberly Kitts (CRD# 2768200) has been with Royal Alliance Associates in Palmer, Massachusetts since 2004. In a regulatory action from 2017, FINRA found &#8212; May 1, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-kimberly-kitts-of-royal-alliance-associates\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Silver Law Group is Investigating Kimberly Kitts of Royal Alliance Associates &#8212; Securities Arbitration Lawyers Blog &#8212; May 1, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Kimberly Kitts (CRD# 2768200) has been with Royal Alliance Associates in Palmer, Massachusetts since 2004. In a regulatory action from 2017, FINRA found &#8212; May 1, 2018\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Silver Law Group is Investigating Kimberly Kitts of Royal Alliance Associates &#8212; Securities Arbitration Lawyers Blog &#8212; May 1, 2018","description":"Kimberly Kitts (CRD# 2768200) has been with Royal Alliance Associates in Palmer, Massachusetts since 2004. In a regulatory action from 2017, FINRA found &#8212; May 1, 2018","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-kimberly-kitts-of-royal-alliance-associates\/","twitter_card":"summary_large_image","twitter_title":"Silver Law Group is Investigating Kimberly Kitts of Royal Alliance Associates &#8212; Securities Arbitration Lawyers Blog &#8212; May 1, 2018","twitter_description":"Kimberly Kitts (CRD# 2768200) has been with Royal Alliance Associates in Palmer, Massachusetts since 2004. In a regulatory action from 2017, FINRA found &#8212; May 1, 2018","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-kimberly-kitts-of-royal-alliance-associates\/","url":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-is-investigating-kimberly-kitts-of-royal-alliance-associates\/","name":"Silver Law Group is Investigating Kimberly Kitts of Royal Alliance Associates &#8212; Securities Arbitration Lawyers Blog &#8212; May 1, 2018","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2018-05-01T18:22:31+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Kimberly Kitts (CRD# 2768200) has been with Royal Alliance Associates in Palmer, Massachusetts since 2004. 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