{"id":5875,"date":"2018-04-27T16:54:08","date_gmt":"2018-04-27T20:54:08","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=5875"},"modified":"2018-04-27T16:54:08","modified_gmt":"2018-04-27T20:54:08","slug":"discharged-morgan-stanley-broker-charles-albert-dixon-is-permanently-barred-by-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/discharged-morgan-stanley-broker-charles-albert-dixon-is-permanently-barred-by-finra\/","title":{"rendered":"Discharged Morgan Stanley Broker Charles Albert Dixon Is Permanently Barred By FINRA"},"content":{"rendered":"<p>Former broker Charles Albert Dixon, Jr. (CRD# 1660422) has been permanently barred by FINRA after a disciplinary action that was signed and completed on 1\/22\/2018. He is no longer allowed to work as a broker, associate with another broker or be affiliated with a broker-dealer firm. Dixon was discharged by his employer, Morgan Stanley Smith Barney, LLC (CRD#149777) of Houston, TX. He was registered with Morgan Stanley from 06\/01\/2009 to 04\/17\/2017.<\/p>\n<p>Dixon was previously registered as a broker with:<\/p>\n<ul>\n<li>Morgan Stanley &amp; Company, Incorporated (CRD# 8209), Houston, TX, from 04\/02\/2007 to 06\/01\/2009<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/discharged-morgan-stanley-broker-charles-albert-dixon-is-permanently-barred-by-finra\/\"  title=\"Continue Reading Discharged Morgan Stanley Broker Charles Albert Dixon Is Permanently Barred By FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Former broker Charles Albert Dixon, Jr. (CRD# 1660422) has been permanently barred by FINRA after a disciplinary action that was signed and completed on 1\/22\/2018. He is no longer allowed to work as a broker, associate with another broker or be affiliated with a broker-dealer firm. Dixon was discharged by his employer, Morgan Stanley Smith [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[595,580,581],"tags":[773,89,290],"class_list":["post-5875","post","type-post","status-publish","format-standard","hentry","category-investment-fraud","category-stockbroker-misconduct","category-unauthorized-trading","tag-charles-albert-dixon","tag-morgan-stanley","tag-securities-arbitration"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Discharged Morgan Stanley Broker Charles Albert Dixon Is Permanently Barred By FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; April 27, 2018<\/title>\n<meta name=\"description\" content=\"Former broker Charles Albert Dixon, Jr. (CRD# 1660422) has been permanently barred by FINRA after a disciplinary action that was signed and completed on &#8212; April 27, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/discharged-morgan-stanley-broker-charles-albert-dixon-is-permanently-barred-by-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Discharged Morgan Stanley Broker Charles Albert Dixon Is Permanently Barred By FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; April 27, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Former broker Charles Albert Dixon, Jr. (CRD# 1660422) has been permanently barred by FINRA after a disciplinary action that was signed and completed on &#8212; April 27, 2018\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Discharged Morgan Stanley Broker Charles Albert Dixon Is Permanently Barred By FINRA &#8212; 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