{"id":5779,"date":"2018-02-07T16:20:34","date_gmt":"2018-02-07T21:20:34","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=5779"},"modified":"2018-02-07T16:20:34","modified_gmt":"2018-02-07T21:20:34","slug":"silver-law-group-files-finra-arbitration-claim-alleging-excessive-use-margin-high-commissions-elder-financial-fraud-behalf-unsophisticated-retiree","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-alleging-excessive-use-margin-high-commissions-elder-financial-fraud-behalf-unsophisticated-retiree\/","title":{"rendered":"Silver Law Group Files FINRA Arbitration Claim Alleging Excessive use of Margin, High Commissions and Elder Financial Fraud on behalf of an Unsophisticated Retiree"},"content":{"rendered":"<p>Silver Law Group, a law firm specializing in securities and investment fraud, has filed a securities arbitration claim with FINRA on behalf of an elderly investor alleging <a href=\"https:\/\/www.silverlaw.com\/stockbroker-misconduct.html\" target=\"_blank\">stockbroker misconduct<\/a> and the unsuitable use of <a href=\"https:\/\/www.silverlaw.com\/margin-calls.html\" target=\"_blank\">margin<\/a> and <a href=\"https:\/\/www.silverlaw.com\/excessive-trading-churning.html\" target=\"_blank\">excessive trading<\/a>.<\/p>\n<p>FINRA recently issued <a href=\"http:\/\/www.finra.org\/investors\/purchasing-margin-risks-involved-trading-margin-account\" target=\"_blank\">investor guidance<\/a> highlighting \u201cPurchasing on Margin, Risks Involved with Trading in a Margin Account.\u201d\u00a0 FINRA describes the risks including the following:<\/p>\n<ul>\n<li>You can lose more funds than you deposit in the margin account;<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-alleging-excessive-use-margin-high-commissions-elder-financial-fraud-behalf-unsophisticated-retiree\/\"  title=\"Continue Reading Silver Law Group Files FINRA Arbitration Claim Alleging Excessive use of Margin, High Commissions and Elder Financial Fraud on behalf of an Unsophisticated Retiree\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group, a law firm specializing in securities and investment fraud, has filed a securities arbitration claim with FINRA on behalf of an elderly investor alleging stockbroker misconduct and the unsuitable use of margin and excessive trading. FINRA recently issued investor guidance highlighting \u201cPurchasing on Margin, Risks Involved with Trading in a Margin Account.\u201d\u00a0 [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[582,606,580],"tags":[38,729,728],"class_list":["post-5779","post","type-post","status-publish","format-standard","hentry","category-elder-fraud","category-margin","category-stockbroker-misconduct","tag-elder-financial-fraud","tag-excessive-commissions","tag-excessive-margin"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Silver Law Group Files FINRA Arbitration Claim Alleging Excessive use of Margin, High Commissions and Elder Financial Fraud on behalf of an Unsophisticated Retiree &#8212; Securities Arbitration Lawyers Blog &#8212; February 7, 2018<\/title>\n<meta name=\"description\" content=\"Silver Law Group, a law firm specializing in securities and investment fraud, has filed a securities arbitration claim with FINRA on behalf of an elderly &#8212; February 7, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-alleging-excessive-use-margin-high-commissions-elder-financial-fraud-behalf-unsophisticated-retiree\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Silver Law Group Files FINRA Arbitration Claim Alleging Excessive use of Margin, High Commissions and Elder Financial Fraud on behalf of an Unsophisticated Retiree &#8212; Securities Arbitration Lawyers Blog &#8212; February 7, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Silver Law Group, a law firm specializing in securities and investment fraud, has filed a securities arbitration claim with FINRA on behalf of an elderly &#8212; February 7, 2018\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Silver Law Group Files FINRA Arbitration Claim Alleging Excessive use of Margin, High Commissions and Elder Financial Fraud on behalf of an Unsophisticated Retiree &#8212; 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February 7, 2018","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-alleging-excessive-use-margin-high-commissions-elder-financial-fraud-behalf-unsophisticated-retiree\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-alleging-excessive-use-margin-high-commissions-elder-financial-fraud-behalf-unsophisticated-retiree\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Silver Law Group Files FINRA Arbitration Claim Alleging Excessive use of Margin, High Commissions and Elder Financial Fraud on behalf of an Unsophisticated Retiree","datePublished":"2018-02-07T21:20:34+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-alleging-excessive-use-margin-high-commissions-elder-financial-fraud-behalf-unsophisticated-retiree\/"},"wordCount":454,"keywords":["elder financial fraud","excessive commissions","excessive margin"],"articleSection":["Elder Fraud","Margin","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-alleging-excessive-use-margin-high-commissions-elder-financial-fraud-behalf-unsophisticated-retiree\/","url":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-alleging-excessive-use-margin-high-commissions-elder-financial-fraud-behalf-unsophisticated-retiree\/","name":"Silver Law Group Files FINRA Arbitration Claim Alleging Excessive use of Margin, High Commissions and Elder Financial Fraud on behalf of an Unsophisticated Retiree &#8212; 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