{"id":5127,"date":"2017-11-28T17:13:37","date_gmt":"2017-11-28T22:13:37","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/?p=5127"},"modified":"2017-12-11T13:24:13","modified_gmt":"2017-12-11T18:24:13","slug":"woodbridge-wealth-is-not-registered-with-the-sec-or-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/woodbridge-wealth-is-not-registered-with-the-sec-or-finra\/","title":{"rendered":"Woodbridge Wealth is Not Registered with the SEC or FINRA"},"content":{"rendered":"<p><a href=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-300x200.jpg\" rel=\"attachment wp-att-2829\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\"alignleft  wp-image-2829\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-Gregory-Flemming-Suspended-by-FINRA-300x200.jpg\" alt=\"New York Broker Gregory Flemming Suspended by FINRA on silverlaw.com\" width=\"377\" height=\"251\" \/><\/a>Woodbridge Wealth promotes itself as a division of Woodbridge Group of Companies and advertises as a company with a focus on \u201cwealth creation\u201d claiming \u201cWoodbridge Wealth is among the most innovative financial companies in the U.S.\u00a0 From its base in Sherman Oaks, California, it helps countless clients realize strong returns with lower-risk products without the burden of long-term commitments.\u201d<\/p>\n<p>The promise of lower-risk investments with strong returns has helped Woodbridge Wealth and its related companies raise over $1 billion from investors nationwide.\u00a0 However, recent <a href=\"https:\/\/www.silverlaw.com\/blog\/woodbridge-group-of-companies-under-sec-investigation\/\" target=\"_blank\">SEC filings<\/a> and other state action have raised concerns that Woodbridge Wealth may have violated the federal securities laws by selling unregistered securities or violating the anti-fraud provisions of the federal securities laws.<\/p>\n<h3>SEC Filings Concerning Woodbridge Wealth<\/h3>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/woodbridge-wealth-is-not-registered-with-the-sec-or-finra\/\"  title=\"Continue Reading Woodbridge Wealth is Not Registered with the SEC or FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Woodbridge Wealth promotes itself as a division of Woodbridge Group of Companies and advertises as a company with a focus on \u201cwealth creation\u201d claiming \u201cWoodbridge Wealth is among the most innovative financial companies in the U.S.\u00a0 From its base in Sherman Oaks, California, it helps countless clients realize strong returns with lower-risk products without the [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578],"tags":[706,707,708],"class_list":["post-5127","post","type-post","status-publish","format-standard","hentry","category-all-releases","tag-robert-shapiro","tag-woodbridge-structured-funding","tag-woodbridge-wealth"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Woodbridge Wealth is Not Registered with the SEC or FINRA<\/title>\n<meta name=\"description\" content=\"If you&#039;ve invested with\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/woodbridge-wealth-is-not-registered-with-the-sec-or-finra\/\" \/>\n<meta name=\"twitter:card\" 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