{"id":5013,"date":"2017-10-13T14:08:15","date_gmt":"2017-10-13T18:08:15","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/?p=5013"},"modified":"2017-11-08T17:40:16","modified_gmt":"2017-11-08T22:40:16","slug":"top-48-brokerage-firms-with-highest-percentage-of-brokers-with-serious-finra-disclosures","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/top-48-brokerage-firms-with-highest-percentage-of-brokers-with-serious-finra-disclosures\/","title":{"rendered":"Reuters Releases List of Top 48 Brokerage Firms with Highest Percentage of Brokers with Most Serious FINRA Disclosures"},"content":{"rendered":"<p>A <a href=\"http:\/\/www.reuters.com\/investigates\/special-report\/usa-finra-brokers\/#sidebar-definitions\" target=\"_blank\">Reuters investigation team<\/a>\u00a0published a story earlier this year documenting high-risk brokers and brokerage firms using bulk data it compiled. Silver Law Group continues to investigate claims against these brokerage firms.<\/p>\n<p><a href=\"https:\/\/www.finra.org\/\" target=\"_blank\">FINRA<\/a> requires brokers to disclose 23 types of incidents that might give investors concern, such as regulatory sanctions, court and arbitration judgments and bankruptcies.\u00a0 FINRA then publishes these disclosures on its <a href=\"https:\/\/brokercheck.finra.org\/\" target=\"_blank\">BrokerCheck website<\/a>.\u00a0 Investors can then search the backgrounds of these brokers but cannot examine the data from a big-picture level.<\/p>\n<p>According to the story, Reuters obtained bulk FINRA data from researchers at the Columbia University Law School Datalab and use the information to compile a list of 48 brokerage firms with the highest percentage of incidents.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/top-48-brokerage-firms-with-highest-percentage-of-brokers-with-serious-finra-disclosures\/\"  title=\"Continue Reading Reuters Releases List of Top 48 Brokerage Firms with Highest Percentage of Brokers with Most Serious FINRA Disclosures\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>A Reuters investigation team\u00a0published a story earlier this year documenting high-risk brokers and brokerage firms using bulk data it compiled. Silver Law Group continues to investigate claims against these brokerage firms. FINRA requires brokers to disclose 23 types of incidents that might give investors concern, such as regulatory sanctions, court and arbitration judgments and bankruptcies.\u00a0 [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578],"tags":[],"class_list":["post-5013","post","type-post","status-publish","format-standard","hentry","category-all-releases"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Top 48 Brokerage Firms with Highest Percentage of Brokers with Serious FINRA Disclosures<\/title>\n<meta name=\"description\" content=\"Have you invested with one of these brokerage firms and lost money? Contact us today for free consultation so we can try to recover your losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/top-48-brokerage-firms-with-highest-percentage-of-brokers-with-serious-finra-disclosures\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Top 48 Brokerage Firms with Highest Percentage of Brokers with Serious FINRA Disclosures\" \/>\n<meta name=\"twitter:description\" content=\"Have you invested with one of these brokerage firms and lost money? Contact us today for free consultation so we can try to recover your losses.\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"5 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Top 48 Brokerage Firms with Highest Percentage of Brokers with Serious FINRA Disclosures","description":"Have you invested with one of these brokerage firms and lost money? 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Contact us today for free consultation so we can try to recover your losses.","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"5 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/top-48-brokerage-firms-with-highest-percentage-of-brokers-with-serious-finra-disclosures\/","url":"https:\/\/www.silverlaw.com\/blog\/top-48-brokerage-firms-with-highest-percentage-of-brokers-with-serious-finra-disclosures\/","name":"Top 48 Brokerage Firms with Highest Percentage of Brokers with Serious FINRA Disclosures","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2017-10-13T18:08:15+00:00","dateModified":"2017-11-08T22:40:16+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Have you invested with one of these brokerage firms and lost money? 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