{"id":5009,"date":"2017-10-11T15:21:12","date_gmt":"2017-10-11T19:21:12","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/?p=5009"},"modified":"2018-10-08T12:40:31","modified_gmt":"2018-10-08T16:40:31","slug":"texas-brokerage-firm-d-h-hill-sanctioned-by-finra-over-reporting-issues-with-non-traded-reits","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/texas-brokerage-firm-d-h-hill-sanctioned-by-finra-over-reporting-issues-with-non-traded-reits\/","title":{"rendered":"Kingwood, Texas-based Broker D.H. Hill Under Investigation Over Regulatory Actions Concerning REITs"},"content":{"rendered":"

\"Leon<\/a>Silver Law Group is investigating Kingwood, Texas-based brokerage firm D.H. Hill Securities, LLLP (CRD# 41528)<\/a> (\u201cD.H. Hill\u201d) after FINRA sanctioned the firm for its conduct concerning the firm\u2019s role as underwriter of a real estate investment trust (\u201cREIT\u201d).<\/p>\n

D.H. Hill Securities Enters into a Settlement with FINRA<\/strong><\/h3>\n

D.H. Hill entered into an Acceptance, Waiver & Consent (\u201cAWC\u201d)<\/a>, signed in November 2016, with FINRA.\u00a0 The AWC alleged that, between February 2012 through April 2013, D.H. Hill<\/a> participated as a dealer manager of a REIT offering, replacing another firm in the process.\u00a0 When D.H. Hill replaced the previous brokerage firm, it failed to seek or obtain authorization from FINRA\u2019s Corporate Financing Department<\/a> to proceed with the offering, a requirement under FINRA Rule 5110<\/a>.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating Kingwood, Texas-based brokerage firm D.H. Hill Securities, LLLP (CRD# 41528) (\u201cD.H. Hill\u201d) after FINRA sanctioned the firm for its conduct concerning the firm\u2019s role as underwriter of a real estate investment trust (\u201cREIT\u201d). D.H. Hill Securities Enters into a Settlement with FINRA D.H. Hill entered into an Acceptance, Waiver & […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,594],"tags":[692,693,171],"class_list":["post-5009","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-real-estate-investment-trusts","tag-d-h-hill-securities","tag-hartman-income-reit","tag-non-traded-reits"],"yoast_head":"\nTexas Brokerage Firm D.H. Hill Sanctioned by FINRA Over Reporting Issues with Non-traded REITs<\/title>\n<meta name=\"description\" content=\"If you've lost money investing with D.H. Hill Securities and\/or invested in non-traded REITs, contact our firm to learn how you can try to recover.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/texas-brokerage-firm-d-h-hill-sanctioned-by-finra-over-reporting-issues-with-non-traded-reits\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Texas Brokerage Firm D.H. Hill Sanctioned by FINRA Over Reporting Issues with Non-traded REITs\" \/>\n<meta name=\"twitter:description\" content=\"If you've lost money investing with D.H. Hill Securities and\/or invested in non-traded REITs, contact our firm to learn how you can try to recover.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/11\/Leon-Vaccarelli-Fined-and-Sanctioned-by-FINRA-300x199-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Texas Brokerage Firm D.H. Hill Sanctioned by FINRA Over Reporting Issues with Non-traded REITs","description":"If you've lost money investing with D.H. 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Hill Securities and\/or invested in non-traded REITs, contact our firm to learn how you can try to recover.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/11\/Leon-Vaccarelli-Fined-and-Sanctioned-by-FINRA-300x199-1.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/texas-brokerage-firm-d-h-hill-sanctioned-by-finra-over-reporting-issues-with-non-traded-reits\/","url":"https:\/\/www.silverlaw.com\/blog\/texas-brokerage-firm-d-h-hill-sanctioned-by-finra-over-reporting-issues-with-non-traded-reits\/","name":"Texas Brokerage Firm D.H. 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