{"id":3059,"date":"2015-01-08T00:00:00","date_gmt":"2015-01-08T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/darrell-duane-smith-barred-from-securities-industry-after-receiving-multiple-customer-complaints\/"},"modified":"2018-10-08T12:39:48","modified_gmt":"2018-10-08T16:39:48","slug":"darrell-duane-smith-barred-from-securities-industry-after-receiving-multiple-customer-complaints","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/darrell-duane-smith-barred-from-securities-industry-after-receiving-multiple-customer-complaints\/","title":{"rendered":"Darrell Duane Smith Barred from Securities Industry after Receiving Multiple Customer Complaints"},"content":{"rendered":"<\/p>\n

Darrell Smith of Mason City, Iowa, worked at Multi-Financial Securities Corporation from 2001 through 2012.\u00a0 In 2014, FINRA finally suspended Mr. Smith from the securities industry after Smith failed to respond to FINRA\u2019s request for information.\u00a0 However, Mr. Smith\u2019s employer, Multi-Financial Securities Corporation, is currently the target of multiple FINRA arbitration claims by Mr. Smith\u2019s customers who allege the firm and Mr. Smith misrepresented private placements<\/a>\u00a0and Mr. Smith misused client funds.\u00a0 Additional claims relate to the unsuitable sale of variable annuities<\/a>.<\/p>\n

Multi-Financial Securities Corporation permitted Mr. Smith to resign in March 2012 after a client alleged representative signed a variable annuity application with the client\u2019s consent, in violation of the firm\u2019s policies.<\/p>\n

Silver Law Group<\/a> represents investors in securities and investment fraud<\/a> cases.\u00a0 Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct<\/a>.\u00a0 If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Darrell Smith of Mason City, Iowa, worked at Multi-Financial Securities Corporation from 2001 through 2012.\u00a0 In 2014, FINRA finally suspended Mr. Smith from the securities industry after Smith failed to respond to FINRA\u2019s request for information.\u00a0 However, Mr. Smith\u2019s employer, Multi-Financial Securities Corporation, is currently the target of multiple FINRA arbitration claims by Mr. Smith\u2019s […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[610,585],"tags":[],"class_list":["post-3059","post","type-post","status-publish","format-standard","hentry","category-private-placement-memorandum","category-variable-annuities"],"yoast_head":"\nDarrell Duane Smith Barred from Securities Industry after Receiving Multiple Customer Complaints — Securities Arbitration Lawyers Blog — January 8, 2015<\/title>\n<meta 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