{"id":3052,"date":"2015-01-16T00:00:00","date_gmt":"2015-01-16T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/stephen-eldridge-ridgely-ii-barred-from-securities-industry\/"},"modified":"2018-10-08T12:39:42","modified_gmt":"2018-10-08T16:39:42","slug":"stephen-eldridge-ridgely-ii-barred-from-securities-industry","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/stephen-eldridge-ridgely-ii-barred-from-securities-industry\/","title":{"rendered":"Stephen Eldridge Ridgely, II Barred from Securities Industry"},"content":{"rendered":"<\/p>\n<p>Silver Law Group is investigating Stephen Eldridge Ridgely, II who was suspended by FINRA for failing to respond to FINRA requests for information.<\/p>\n<p>Mr. Ridgely was registered with Ameriprise Financial Services, Inc.\u2019s Plantation, Florida office from September 2012 through March 2014.\u00a0 Prior to that time, he was registered with Merrill Lynch\u2019s Coral Springs, Florida office.<\/p>\n<p>According to Mr. Ridgely\u2019s BrokerCheck Report, he was the subject of a FINRA arbitration claim alleging unauthorized transactions which settled in August 2014.\u00a0 In November 2013, Merrill Lynch settled another claim involving Mr. Ridgely for $745,000 relating to claims alleging <a href=\"https:\/\/www.silverlaw.com\/unauthorized-trading.html\" target=\"_blank\">unauthorized trading<\/a>, <a href=\"https:\/\/www.silverlaw.com\/securities-arbitration\/finra-sales-practice-violations\/unsuitable-investment-advice\/\" target=\"_blank\">unsuitable investments<\/a> and <a href=\"https:\/\/www.silverlaw.com\/excessive-trading-churning.html\" target=\"_blank\">excessive trading<\/a>.<strong>\u00a0<\/strong><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/stephen-eldridge-ridgely-ii-barred-from-securities-industry\/\"  title=\"Continue Reading Stephen Eldridge Ridgely, II Barred from Securities Industry\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is investigating Stephen Eldridge Ridgely, II who was suspended by FINRA for failing to respond to FINRA requests for information. Mr. Ridgely was registered with Ameriprise Financial Services, Inc.\u2019s Plantation, Florida office from September 2012 through March 2014.\u00a0 Prior to that time, he was registered with Merrill Lynch\u2019s Coral Springs, Florida office. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,580,576],"tags":[],"class_list":["post-3052","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-stockbroker-misconduct","category-unsuitable-investment-advice"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Stephen Eldridge Ridgely, II Barred from Securities Industry &#8212; Securities Arbitration Lawyers Blog &#8212; January 16, 2015<\/title>\n<meta name=\"description\" content=\"Silver Law Group is investigating Stephen Eldridge Ridgely, II who was suspended by FINRA for failing to respond to FINRA requests for information. 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Mr. &#8212; January 16, 2015","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/stephen-eldridge-ridgely-ii-barred-from-securities-industry\/","url":"https:\/\/www.silverlaw.com\/blog\/stephen-eldridge-ridgely-ii-barred-from-securities-industry\/","name":"Stephen Eldridge Ridgely, II Barred from Securities Industry &#8212; Securities Arbitration Lawyers Blog &#8212; January 16, 2015","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2015-01-16T05:00:00+00:00","dateModified":"2018-10-08T16:39:42+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Silver Law Group is investigating Stephen Eldridge Ridgely, II who was suspended by FINRA for failing to respond to FINRA requests for information. 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