{"id":3021,"date":"2015-05-20T00:00:00","date_gmt":"2015-05-20T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/finra-terminates-brokers-licenses-in-may-2015\/"},"modified":"2018-10-08T12:39:23","modified_gmt":"2018-10-08T16:39:23","slug":"finra-terminates-brokers-licenses-in-may-2015","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-terminates-brokers-licenses-in-may-2015\/","title":{"rendered":"FINRA Terminates Brokers\u2019 Licenses in May 2015"},"content":{"rendered":"

According to FINRA Disciplinary actions for May 2015, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:<\/p>\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n
\n

NAME<\/strong><\/p>\n<\/td>\n

\n

FORMER EMPLOYERS<\/strong><\/p>\n<\/td>\n<\/tr>\n

\u00a0 Charles Eric Brown<\/td>\n<\/td>\n<\/tr>\n
\u00a0 Omar Campos<\/td>\n\u00a0 LPL Financial LLC<\/td>\n<\/tr>\n
\u00a0 Chase Investment Services Corp<\/td>\n<\/tr>\n
\u00a0 Marie Elizabeth Cantu<\/td>\n\u00a0 Citigroup Global Markets Inc.<\/td>\n<\/tr>\n
\u00a0 Citicorp Investment Services<\/td>\n<\/tr>\n
\u00a0 James Arthur Champi<\/td>\n\u00a0 J.P. Morgan Securities LLC<\/td>\n<\/tr>\n
\u00a0 Chase Investment Services Corp.<\/td>\n<\/tr>\n
\u00a0 Joseph Edmund Flores DeMeneses Jr.<\/td>\n\u00a0 COR Clearing LLC<\/td>\n<\/tr>\n
\u00a0 Direct Access Partners LLC<\/td>\n<\/tr>\n
\u00a0 Elon Isreal Henek<\/td>\n\u00a0 Sunstreet Securities, LLC<\/td>\n<\/tr>\n
\u00a0 EJ Sterling Inc.<\/td>\n<\/tr>\n
\u00a0 Jonele Inise Hinton<\/td>\n<\/td>\n<\/tr>\n
\u00a0 Jeremy Shawn Hixson<\/td>\n\u00a0 U.S. Bancorp Investments, Inc.<\/td>\n<\/tr>\n
\u00a0 Firstmerit Financial Services, Inc.<\/td>\n<\/tr>\n
\u00a0 Mark Joy Lane<\/td>\n\u00a0 Cetera Advisor Networks LLC<\/td>\n<\/tr>\n
\u00a0 Walnut Street Securities, Inc.<\/td>\n<\/tr>\n
\u00a0 Salim Lyazidi<\/td>\n\u00a0 Kovack Securities Inc.<\/td>\n<\/tr>\n
\u00a0 JHS Capital Advisors, LLC<\/td>\n<\/tr>\n
\u00a0 Scott Frederick Matthews<\/td>\n\u00a0 Key Investment Services LLC<\/td>\n<\/tr>\n
\u00a0 Ameriprise Financial Services, Inc.<\/td>\n<\/tr>\n
\u00a0 Chadrick Alan Moss<\/td>\n\u00a0 Wells Fargo Advisors, LLC<\/td>\n<\/tr>\n
\u00a0 Paul Avery Nicholls Jr.<\/td>\n\u00a0 MML Investors Services, LLC<\/td>\n<\/tr>\n
\u00a0 Investment Professionals, Inc.<\/td>\n<\/tr>\n
\u00a0 Jason Charles Parker<\/td>\n\u00a0 LPL Financial LLC<\/td>\n<\/tr>\n
\u00a0 Edward Jones<\/td>\n<\/tr>\n
\u00a0 Jane Linda Taylor<\/td>\n\u00a0 H.D. Vest Investment Services<\/td>\n<\/tr>\n
\u00a0 Daniel L. Valdes<\/td>\n\u00a0 Suntrust Investment Services, Inc.<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Silver Law Group<\/a> represents investors in securities and investment fraud cases.\u00a0 Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct<\/a>.\u00a0 If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.<\/p><\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for May 2015, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS \u00a0 Charles Eric Brown \u00a0 Omar Campos \u00a0 […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-3021","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"\nFINRA Terminates Brokers\u2019 Licenses in May 2015 — Securities Arbitration Lawyers Blog — May 20, 2015<\/title>\n<meta name=\"description\" content=\"If you have any questions about how your account has been handled, call Silver Law Group today to speak with an experienced securities 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