{"id":3009,"date":"2015-06-15T00:00:00","date_gmt":"2015-06-15T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/michael-patrick-oneill-national-securities-corp-finra-arbitration-complaint\/"},"modified":"2018-10-08T12:39:15","modified_gmt":"2018-10-08T16:39:15","slug":"michael-patrick-oneill-national-securities-corp-finra-arbitration-complaint","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/michael-patrick-oneill-national-securities-corp-finra-arbitration-complaint\/","title":{"rendered":"Broker Michael Patrick O\u2019Neill Fined and Suspended by FINRA for Impersonating a Former Customer"},"content":{"rendered":"<p><a href=\"https:\/\/www.silverlaw.com\/national-securities-corporation\/\" target=\"_blank\">National Securities Corporation<\/a> broker Michael O\u2019Neill was suspended by FINRA for 20 days and fined $5,000 for impersonating a former customer to assist the customer in obtaining information from a FINRA member firm about the customer\u2019s own account.\u00a0 This was apparently done with the customer\u2019s approval.\u00a0 O\u2019Neill has worked at National Securities Corporation since August 2013.\u00a0 Prior to working at NSC, he was a broker at <a href=\"https:\/\/www.silverlaw.com\/brookville-capital-partners\/\" target=\"_blank\">Brookville Capital Partners<\/a>.<\/p>\n<p><a href=\"https:\/\/www.silverlaw.com\/\" target=\"_blank\">Silver Law Group<\/a> represents investors in <a href=\"https:\/\/www.silverlaw.com\/securities-arbitration\/investments-and-securities-fraud\/\" target=\"_blank\">securities and investment fraud<\/a> cases.\u00a0 Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to <a href=\"https:\/\/www.silverlaw.com\/stockbroker-misconduct.html\" target=\"_blank\">stockbroker misconduct<\/a>.\u00a0 If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>National Securities Corporation broker Michael O\u2019Neill was suspended by FINRA for 20 days and fined $5,000 for impersonating a former customer to assist the customer in obtaining information from a FINRA member firm about the customer\u2019s own account.\u00a0 This was apparently done with the customer\u2019s approval.\u00a0 O\u2019Neill has worked at National Securities Corporation since August [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[167],"class_list":["post-3009","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","tag-national-securities-corporation"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Investment Losses with Michael Patrick O&#039;Neill? - Silver Law Group<\/title>\n<meta name=\"description\" content=\"If you invested with Michael Patrick O&#039;Neill at Nation Securities Corporation and have questions about how your account was handled, call Silver Law Group\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/michael-patrick-oneill-national-securities-corp-finra-arbitration-complaint\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Investment Losses with Michael Patrick O&#039;Neill? - Silver Law Group\" \/>\n<meta name=\"twitter:description\" content=\"If you invested with Michael Patrick O&#039;Neill at Nation Securities Corporation and have questions about how your account was handled, call Silver Law Group\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Investment Losses with Michael Patrick O'Neill? 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