{"id":3008,"date":"2015-06-15T00:00:00","date_gmt":"2015-06-15T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/robert-charles-mangold-permanently-barred-by-finra\/"},"modified":"2015-06-15T00:00:00","modified_gmt":"2015-06-15T04:00:00","slug":"robert-charles-mangold-permanently-barred-by-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/robert-charles-mangold-permanently-barred-by-finra\/","title":{"rendered":"Robert Charles Mangold Permanently Barred by FINRA"},"content":{"rendered":"<\/p>\n

\"Robert<\/a><\/p>\n

Allegedly provided false information to FINRA during investigation<\/h2>\n

For Robert Charles Mangold, it seems it is the end of the line in the securities industry. Most recently employed by and registered with LPL Financial, LLC, Mangold is now permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public by FINRA.<\/p>\n

How did this happen? Let\u2019s take a look: In June 2013, LPL Financial, LLC terminated Mangold\u2019s registration because he allegedly borrowed $56,000 from two customers \u2013 a violation of firm policy. This prompted FINRA to investigate the circumstances of his termination. As part of the investigation, FINRA requested a signed statement in response to the allegations.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Allegedly provided false information to FINRA during investigation For Robert Charles Mangold, it seems it is the end of the line in the securities industry. Most recently employed by and registered with LPL Financial, LLC, Mangold is now permanently barred from acting as a broker or otherwise associating with firms that sell securities to the […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578,602],"tags":[528],"class_list":["post-3008","post","type-post","status-publish","format-standard","hentry","category-all-releases","category-class-action","tag-mangold-permanently-barred-by-finra"],"yoast_head":"\nRobert Charles Mangold Permanently Barred by FINRA — Securities Arbitration Lawyers Blog — June 15, 2015<\/title>\n<meta name=\"description\" content=\"Why is this important to you? 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