{"id":3006,"date":"2015-06-16T00:00:00","date_gmt":"2015-06-16T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/judith-woodhouse-securities-america-finra-arbitration-complaint\/"},"modified":"2018-10-08T12:39:08","modified_gmt":"2018-10-08T16:39:08","slug":"judith-woodhouse-securities-america-finra-arbitration-complaint","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/judith-woodhouse-securities-america-finra-arbitration-complaint\/","title":{"rendered":"Former Securities America Broker Judith Woodhouse Permanently Barred by FINRA"},"content":{"rendered":"

Judith Woodhouse, a former broker at Securities America<\/a>, was permanently barred by FINRA for association with any FINRA member in any capacity for failing to respond to FINRA\u2019s request for information.\u00a0\u00a0 Woodhouse worked for Securities America from December 2008 through February 2013 and then again from July 2013 through September 2014.\u00a0 It appears that she had a previous suspension in February 2013 for participating in private securities transactions<\/a> away from her prior firm, EPlanning Securities in 2009. \u00a0She was fired from Securities America in August 2014 for failure to follow firm policies and procedures relating to the borrowing of funds and relating to responding to supervisory requests.<\/p>\n

Silver Law Group<\/a> represents investors in securities and investment fraud<\/a> cases.\u00a0 Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct<\/a>.\u00a0 If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.<\/p>\n","protected":false},"excerpt":{"rendered":"

Judith Woodhouse, a former broker at Securities America, was permanently barred by FINRA for association with any FINRA member in any capacity for failing to respond to FINRA\u2019s request for information.\u00a0\u00a0 Woodhouse worked for Securities America from December 2008 through February 2013 and then again from July 2013 through September 2014.\u00a0 It appears that she […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[526,62,97],"class_list":["post-3006","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","tag-private-securities-transactions","tag-securities-america","tag-selling-away"],"yoast_head":"\nAccount Losses with Judith Woodhouse? - Silver Law Group<\/title>\n<meta name=\"description\" content=\"If you invested with Judith Woodhouse and have questions about how your account was handled, call the experienced securities attorneys at Silver Law Group\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/judith-woodhouse-securities-america-finra-arbitration-complaint\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Account Losses with Judith Woodhouse? 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