{"id":2996,"date":"2015-07-13T00:00:00","date_gmt":"2015-07-13T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/brokers-licenses-revoked-by-finra-in-june-2015\/"},"modified":"2018-10-08T12:38:58","modified_gmt":"2018-10-08T16:38:58","slug":"brokers-licenses-revoked-by-finra-in-june-2015","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/brokers-licenses-revoked-by-finra-in-june-2015\/","title":{"rendered":"Brokers\u2019 Licenses Revoked by FINRA in June 2015"},"content":{"rendered":"

According to FINRA Disciplinary actions for June 2015, the following individuals\u2019 licenses were revoked for failure to pay fines and\/or costs to FINRA pursuant to FINRA rules:<\/p>\n\n\n\n\n\n\n\n
NAME<\/strong><\/td>\nFORMER EMPLOYERS<\/strong><\/td>\n<\/tr>\n
\u00a0 Frank E. Brickell<\/td>\n\u00a0 World Trade Financial Corporation<\/td>\n<\/tr>\n
\u00a0 Ameritrade<\/td>\n<\/tr>\n
\u00a0 Rodney Preston Michel<\/td>\n\u00a0 World Trade Financial Corporation<\/td>\n<\/tr>\n
\u00a0 Del Mar Financial Services, Inc.<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Silver Law Group<\/a> represents investors in securities and investment fraud<\/a> cases.\u00a0 Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct<\/a>.\u00a0 If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.<\/p><\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for June 2015, the following individuals\u2019 licenses were revoked for failure to pay fines and\/or costs to FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS \u00a0 Frank E. Brickell \u00a0 World Trade Financial Corporation \u00a0 Ameritrade \u00a0 Rodney Preston Michel \u00a0 World Trade Financial Corporation \u00a0 Del Mar Financial Services, […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578],"tags":[],"class_list":["post-2996","post","type-post","status-publish","format-standard","hentry","category-all-releases"],"yoast_head":"\nBrokers\u2019 Licenses Revoked by FINRA in June 2015 — Securities Arbitration Lawyers Blog — July 13, 2015<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for June 2015, the following individuals\u2019 licenses were revoked for failure to pay fines and\/or costs to FINRA — July 13, 2015\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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