{"id":2992,"date":"2015-07-15T00:00:00","date_gmt":"2015-07-15T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/"},"modified":"2018-10-08T12:42:08","modified_gmt":"2018-10-08T16:42:08","slug":"michael-mcgregor-suspended-for-45-days-fined-5000","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/","title":{"rendered":"Michael McGregor Suspended for 45 Days, Fined $5000"},"content":{"rendered":"<p><h2>Currently employed by and registered with Blackbook Capital, LLC<\/h2>\n<\/p>\n<p><a href=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/mcgregor.jpg\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\"alignnone  wp-image-1560\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/mcgregor-1024x683.jpg\" alt=\"Michael McGregor \" width=\"593\" height=\"503\" \/><\/a><\/p>\n<p>Since 1997, Michael Anthony McGregor has been registered with FINRA as a General Securities Representative (GSR). Through the years, McGregor has been subject to judgments and liens that have not been properly reported. By not reporting them, Michael McGregor is in violation of FINRA\u2019s By-Laws and now he\u2019s facing FINRA sanctions.<\/p>\n<p>In March 2015, Michael McGregor was handed a 45-day suspension and fined $5,000 by FINRA for allegedly failing to amend and timely amend his FINRA registration to reflect unsatisfied judgments and liens he received. Without admitting or denying the findings, McGregor consented to the sanctions and to the entry of the findings.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/\"  title=\"Continue Reading Michael McGregor Suspended for 45 Days, Fined $5000\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Currently employed by and registered with Blackbook Capital, LLC Since 1997, Michael Anthony McGregor has been registered with FINRA as a General Securities Representative (GSR). Through the years, McGregor has been subject to judgments and liens that have not been properly reported. By not reporting them, Michael McGregor is in violation of FINRA\u2019s By-Laws and [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578],"tags":[520,406,283,522,290,511],"class_list":["post-2992","post","type-post","status-publish","format-standard","hentry","category-all-releases","tag-blackbook-capital","tag-finra-suspension","tag-llc","tag-michael-mcgregor","tag-securities-arbitration","tag-securities-attorney"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Michael McGregor Suspended for 45 Days, Fined $5000 &#8212; Securities Arbitration Lawyers Blog &#8212; July 15, 2015<\/title>\n<meta name=\"description\" content=\"Through the years, Michael McGregor has been subject to judgments and liens that have not been properly reported.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Michael McGregor Suspended for 45 Days, Fined $5000 &#8212; Securities Arbitration Lawyers Blog &#8212; July 15, 2015\" \/>\n<meta name=\"twitter:description\" content=\"Through the years, Michael McGregor has been subject to judgments and liens that have not been properly reported.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/mcgregor.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Michael McGregor Suspended for 45 Days, Fined $5000 &#8212; Securities Arbitration Lawyers Blog &#8212; July 15, 2015","description":"Through the years, Michael McGregor has been subject to judgments and liens that have not been properly reported.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/","twitter_card":"summary_large_image","twitter_title":"Michael McGregor Suspended for 45 Days, Fined $5000 &#8212; Securities Arbitration Lawyers Blog &#8212; July 15, 2015","twitter_description":"Through the years, Michael McGregor has been subject to judgments and liens that have not been properly reported.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/mcgregor.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Michael McGregor Suspended for 45 Days, Fined $5000","datePublished":"2015-07-15T04:00:00+00:00","dateModified":"2018-10-08T16:42:08+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/"},"wordCount":351,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/mcgregor-1024x683.jpg","keywords":["Blackbook Capital","FINRA suspension","LLC","Michael McGregor","Securities Arbitration","securities attorney"],"articleSection":["All Releases"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/","url":"https:\/\/www.silverlaw.com\/blog\/michael-mcgregor-suspended-for-45-days-fined-5000\/","name":"Michael McGregor Suspended for 45 Days, Fined $5000 &#8212; 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