{"id":2986,"date":"2015-07-22T00:00:00","date_gmt":"2015-07-22T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/broker-focus-patrick-teutonico-in-the-spotlight-for-unauthorized-transactions\/"},"modified":"2018-10-08T12:42:01","modified_gmt":"2018-10-08T16:42:01","slug":"broker-focus-patrick-teutonico-in-the-spotlight-for-unauthorized-transactions","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-focus-patrick-teutonico-in-the-spotlight-for-unauthorized-transactions\/","title":{"rendered":"Broker Focus: Patrick Teutonico in the Spotlight for Unauthorized Transactions"},"content":{"rendered":"<p><h2><strong>According to FINRA Teutonico failed to observe high standards of commercial honor.<\/strong><\/h2>\n<\/p>\n<p><a href=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Patrick-Teutonico.jpg\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\"alignnone  wp-image-1587\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Patrick-Teutonico-1024x683.jpg\" alt=\"Patrick Teutonico\" width=\"659\" height=\"512\" \/><\/a><\/p>\n<p>According to the Financial Industry Regulatory Authority (FINRA) <a href=\"https:\/\/www.finra.org\/investors\/brokercheck-search-help\" target=\"_blank\">Broker Check website<\/a>, broker Patrick Teutonico is once again in the spotlight. Over the course of 17 years in the securities industry, Teutonico has 10 disclosures to report.<\/p>\n<p>To provide some background, brokers are required by FINRA \u2013 known as the industry watchdog \u2013 to disclose different types of events, from customer complaints to IRS tax liens, judgments and even criminal matters. As such, Teutonico has 10 on his record, many of which involve allegations of unsuitable and unauthorized transactions. According to <a href=\"http:\/\/www.investmentnews.com\/article\/20140328\/FREE\/140329890\/brokercheckmate-finra-marks-wave-big-red-flag\" target=\"_blank\">InvestmentNews<\/a>, only about 12% of financial advisors have any type of disclosure event on their records. Therefore, it would seem the number of disclosures by Teutonico is relatively high.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/broker-focus-patrick-teutonico-in-the-spotlight-for-unauthorized-transactions\/\"  title=\"Continue Reading Broker Focus: Patrick Teutonico in the Spotlight for Unauthorized Transactions\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>According to FINRA Teutonico failed to observe high standards of commercial honor. According to the Financial Industry Regulatory Authority (FINRA) Broker Check website, broker Patrick Teutonico is once again in the spotlight. Over the course of 17 years in the securities industry, Teutonico has 10 disclosures to report. To provide some background, brokers are required [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578,589],"tags":[9,515,290,428],"class_list":["post-2986","post","type-post","status-publish","format-standard","hentry","category-all-releases","category-churning-2","tag-finra","tag-patrick-teutonico","tag-securities-arbitration","tag-securities-violations"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Focus: Patrick Teutonico in the Spotlight for Unauthorized Transactions &#8212; Securities Arbitration Lawyers Blog &#8212; July 22, 2015<\/title>\n<meta name=\"description\" content=\"According to the Financial Industry Regulatory Authority (FINRA) Broker Check website, broker Patrick Teutonico is once again in the spotlight.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-focus-patrick-teutonico-in-the-spotlight-for-unauthorized-transactions\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Focus: Patrick Teutonico in the Spotlight for Unauthorized Transactions &#8212; Securities Arbitration Lawyers Blog &#8212; July 22, 2015\" \/>\n<meta name=\"twitter:description\" content=\"According to the Financial Industry Regulatory Authority (FINRA) Broker Check website, broker Patrick Teutonico is once again in the spotlight.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Patrick-Teutonico.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Focus: Patrick Teutonico in the Spotlight for Unauthorized Transactions &#8212; Securities Arbitration Lawyers Blog &#8212; July 22, 2015","description":"According to the Financial Industry Regulatory Authority (FINRA) Broker Check website, broker Patrick Teutonico is once again in the spotlight.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/broker-focus-patrick-teutonico-in-the-spotlight-for-unauthorized-transactions\/","twitter_card":"summary_large_image","twitter_title":"Broker Focus: Patrick Teutonico in the Spotlight for Unauthorized Transactions &#8212; 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