{"id":2983,"date":"2015-07-27T00:00:00","date_gmt":"2015-07-27T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/two-lpl-financial-llc-brokers-thomas-caniford-and-andrew-carter-permanently-barred-by-finra\/"},"modified":"2018-10-08T12:41:57","modified_gmt":"2018-10-08T16:41:57","slug":"two-lpl-financial-llc-brokers-thomas-caniford-and-andrew-carter-permanently-barred-by-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/two-lpl-financial-llc-brokers-thomas-caniford-and-andrew-carter-permanently-barred-by-finra\/","title":{"rendered":"Two LPL Financial LLC Brokers, Thomas Caniford and Andrew Carter, Permanently Barred by FINRA"},"content":{"rendered":"<p><h2><strong>Both brokers barred following termination from same firm<\/strong><\/h2>\n<\/p>\n<p><a href=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/caniford-and-carter.jpg\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\"alignnone  wp-image-1614\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/caniford-and-carter-1024x683.jpg\" alt=\"LPL Financial LLC \" width=\"871\" height=\"611\" \/><\/a><\/p>\n<p>One broker had over 30 years\u2019 experience in the securities industry. One broker had only one year of experience in the securities industry. Yet both brokers were terminated from LPL Financial LLC within a month of each other.<\/p>\n<p>According to the <a href=\"https:\/\/brokercheck.finra.org\/\"  target=\"_blank\">FINRA BrokerCheck website<\/a>, both Thomas H. Caniford and Andrew M. Carter were terminated earlier this year from the firm for what seem to be fairly similar reasons.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/two-lpl-financial-llc-brokers-thomas-caniford-and-andrew-carter-permanently-barred-by-finra\/\"  title=\"Continue Reading Two LPL Financial LLC Brokers, Thomas Caniford and Andrew Carter, Permanently Barred by FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Both brokers barred following termination from same firm One broker had over 30 years\u2019 experience in the securities industry. One broker had only one year of experience in the securities industry. Yet both brokers were terminated from LPL Financial LLC within a month of each other. According to the FINRA BrokerCheck website, both Thomas H. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578,588],"tags":[509,131,510,290,511,512],"class_list":["post-2983","post","type-post","status-publish","format-standard","hentry","category-all-releases","category-finra-arbitration","tag-andrew-carter","tag-finra-arbitration-2","tag-llp-financial","tag-securities-arbitration","tag-securities-attorney","tag-thomas-caniford"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Two LPL Financial LLC Brokers, Thomas Caniford and Andrew Carter, Permanently Barred by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; July 27, 2015<\/title>\n<meta name=\"description\" content=\"According to the FINRA BrokerCheck website, both Thomas H. Caniford and Andrew M. Carter were terminated earlier this year from LPL Financial LLC for what seem to be fairly similar reasons.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/two-lpl-financial-llc-brokers-thomas-caniford-and-andrew-carter-permanently-barred-by-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Two LPL Financial LLC Brokers, Thomas Caniford and Andrew Carter, Permanently Barred by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; July 27, 2015\" \/>\n<meta name=\"twitter:description\" content=\"According to the FINRA BrokerCheck website, both Thomas H. Caniford and Andrew M. Carter were terminated earlier this year from LPL Financial LLC for what seem to be fairly similar reasons.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/caniford-and-carter.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Two LPL Financial LLC Brokers, Thomas Caniford and Andrew Carter, Permanently Barred by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; July 27, 2015","description":"According to the FINRA BrokerCheck website, both Thomas H. Caniford and Andrew M. 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