{"id":2960,"date":"2015-08-24T00:00:00","date_gmt":"2015-08-24T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/alleged-manipulative-trading-of-securities-lands-firm-and-brokers-in-finra-complaint\/"},"modified":"2015-08-24T00:00:00","modified_gmt":"2015-08-24T04:00:00","slug":"alleged-manipulative-trading-of-securities-lands-firm-and-brokers-in-finra-complaint","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/alleged-manipulative-trading-of-securities-lands-firm-and-brokers-in-finra-complaint\/","title":{"rendered":"Alleged Manipulative Trading of Securities Lands Firm and Brokers in FINRA Complaint"},"content":{"rendered":"<p><h2><a href=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Alleged-Manipulative-Trading-of-Securities-Lands-Firm-and-Brokers-in-FINRA-Complaint.jpg\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\"aligncenter size-large wp-image-1725\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Alleged-Manipulative-Trading-of-Securities-Lands-Firm-and-Brokers-in-FINRA-Complaint-1024x577.jpg\" alt=\"Alleged Manipulative Trading of Securities Lands Firm and Brokers in FINRA Complaint on silverlaw.com\" width=\"1024\" height=\"577\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Alleged-Manipulative-Trading-of-Securities-Lands-Firm-and-Brokers-in-FINRA-Complaint-1024x577.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Alleged-Manipulative-Trading-of-Securities-Lands-Firm-and-Brokers-in-FINRA-Complaint-300x169.jpg 300w\" sizes=\"auto, (max-width: 1024px) 100vw, 1024px\" \/><\/a><\/h2>\n<h2>Meyers Associates, L.P., George Johnson, Joseph Mahalick and Christopher Wynne all named in FINRA complaint<\/h2>\n<\/p>\n<p>In the <a href=\"https:\/\/www.finra.org\/sites\/default\/files\/Disciplinary_Actions_June_2015.pdf\"  target=\"_blank\">June 2015 FINRA Disciplinary Actions<\/a> report, one firm and three brokers were named in a FINRA complaint alleging numerous violations that include manipulative trading of securities.<\/p>\n<p>According to the complaint, Meyers Associates, L.P., George Johnson, Joseph Mahalick and Christopher Wynne were all named as respondents. The report alleges that Johnson willfully violated SEC rules by soliciting some customers to buy stocks while at the same time soliciting others to sell the same stock, all at inflated prices. As part of this scenario, both Johnson and Wynne allegedly provided firm customers with information regarding the stocks that contained misleading information. The stock was a penny stock called Ice Web, Inc. (OTCBB.IWEB)<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/alleged-manipulative-trading-of-securities-lands-firm-and-brokers-in-finra-complaint\/\"  title=\"Continue Reading Alleged Manipulative Trading of Securities Lands Firm and Brokers in FINRA Complaint\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Meyers Associates, L.P., George Johnson, Joseph Mahalick and Christopher Wynne all named in FINRA complaint In the June 2015 FINRA Disciplinary Actions report, one firm and three brokers were named in a FINRA complaint alleging numerous violations that include manipulative trading of securities. According to the complaint, Meyers Associates, L.P., George Johnson, Joseph Mahalick and [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[602],"tags":[233],"class_list":["post-2960","post","type-post","status-publish","format-standard","hentry","category-class-action","tag-brokers-in-finra-complaint"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Alleged Manipulative Trading of Securities Lands Firm and Brokers in FINRA Complaint &#8212; Securities Arbitration Lawyers Blog &#8212; August 24, 2015<\/title>\n<meta name=\"description\" content=\"Read the full blog on Alleged Manipulative Trading of Securities Lands Firm and Brokers in FINRA Complaint on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/alleged-manipulative-trading-of-securities-lands-firm-and-brokers-in-finra-complaint\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Alleged Manipulative Trading of Securities Lands Firm and Brokers in FINRA Complaint &#8212; 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