{"id":2958,"date":"2015-08-26T00:00:00","date_gmt":"2015-08-26T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/blackbook-capital-llc-fined-50000-by-finra\/"},"modified":"2018-10-08T12:41:39","modified_gmt":"2018-10-08T16:41:39","slug":"blackbook-capital-llc-fined-50000-by-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/","title":{"rendered":"Blackbook Capital LLC Fined $50,000 by FINRA"},"content":{"rendered":"<p><h2><a href=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Blackbook-Capital-LLC-Fined-50000-by-FINRA.jpg\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\"aligncenter size-large wp-image-1762\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Blackbook-Capital-LLC-Fined-50000-by-FINRA-1024x768.jpg\" alt=\"Blackbook Capital LLC Fined $50,000 by FINRA by silverlaw.com\" width=\"1024\" height=\"768\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Blackbook-Capital-LLC-Fined-50000-by-FINRA.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Blackbook-Capital-LLC-Fined-50000-by-FINRA-300x225.jpg 300w\" sizes=\"auto, (max-width: 1024px) 100vw, 1024px\" \/><\/a><\/h2>\n<h2>Firm Allegedly Listed Commissions as \u201cMiscellaneous\u201d or \u201cAdditional Fees\u201d<\/h2>\n<\/p>\n<p>BlackBook Capital, LLC, with headquarters on Wall Street in New York City, has been sanctioned by FINRA for allegedly mischaracterizing and understating commissions charged to its investors, among other charges.<\/p>\n<p>According to the <a href=\"https:\/\/brokercheck.finra.org\/\"  target=\"_blank\">FINRA disclosure<\/a>, the firm \u2013without admitting or denying the findings \u2013 consented to the sanctions and the entry of findings that it charged its customers $60.50 on separate transactions in addition to or in place of a designated commission charge. The charges were allegedly listed as \u201cmiscellaneous\u201d or \u201cadditional fee,\u201d however a large portion of the charge could not be contributed to a cost or expense incurred by the firm. In short, it was a minimum commission charge.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/\"  title=\"Continue Reading Blackbook Capital LLC Fined $50,000 by FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Firm Allegedly Listed Commissions as \u201cMiscellaneous\u201d or \u201cAdditional Fees\u201d BlackBook Capital, LLC, with headquarters on Wall Street in New York City, has been sanctioned by FINRA for allegedly mischaracterizing and understating commissions charged to its investors, among other charges. According to the FINRA disclosure, the firm \u2013without admitting or denying the findings \u2013 consented to [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578,602],"tags":[266],"class_list":["post-2958","post","type-post","status-publish","format-standard","hentry","category-all-releases","category-class-action","tag-fined-by-finra"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Blackbook Capital LLC Fined $50,000 by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; August 26, 2015<\/title>\n<meta name=\"description\" content=\"Read this article on Blackbook Capital LLC Fined $50,000 by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Blackbook Capital LLC Fined $50,000 by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; August 26, 2015\" \/>\n<meta name=\"twitter:description\" content=\"Read this article on Blackbook Capital LLC Fined $50,000 by FINRA on silverlaw.com\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Blackbook-Capital-LLC-Fined-50000-by-FINRA.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Blackbook Capital LLC Fined $50,000 by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; August 26, 2015","description":"Read this article on Blackbook Capital LLC Fined $50,000 by FINRA on silverlaw.com","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/","twitter_card":"summary_large_image","twitter_title":"Blackbook Capital LLC Fined $50,000 by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; August 26, 2015","twitter_description":"Read this article on Blackbook Capital LLC Fined $50,000 by FINRA on silverlaw.com","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Blackbook-Capital-LLC-Fined-50000-by-FINRA.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/","url":"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/","name":"Blackbook Capital LLC Fined $50,000 by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; August 26, 2015","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Blackbook-Capital-LLC-Fined-50000-by-FINRA-1024x768.jpg","datePublished":"2015-08-26T04:00:00+00:00","dateModified":"2018-10-08T16:41:39+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Read this article on Blackbook Capital LLC Fined $50,000 by FINRA on silverlaw.com","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Blackbook-Capital-LLC-Fined-50000-by-FINRA.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Blackbook-Capital-LLC-Fined-50000-by-FINRA.jpg","width":1024,"height":768},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/blackbook-capital-llc-fined-50000-by-finra\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Blackbook Capital LLC Fined $50,000 by FINRA"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/2958","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=2958"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/2958\/revisions"}],"predecessor-version":[{"id":7266,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/2958\/revisions\/7266"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=2958"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=2958"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=2958"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}