{"id":2915,"date":"2015-09-28T00:00:00","date_gmt":"2015-09-28T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/oriental-financial-services-fined-and-censured-by-finra-after-alleged-withholding-information\/"},"modified":"2018-10-08T12:41:03","modified_gmt":"2018-10-08T16:41:03","slug":"oriental-financial-services-fined-and-censured-by-finra-after-alleged-withholding-information","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/oriental-financial-services-fined-and-censured-by-finra-after-alleged-withholding-information\/","title":{"rendered":"Oriental Financial Services Fined and Censured by FINRA After Alleged Withholding Information"},"content":{"rendered":"

\n\"Oriental<\/a><\/p>\n

The firm accepted sanctions including $50,000 fine<\/h3>\n<\/p>\n

Oriental Financial Services was recently fined in the conclusion of a FINRA investigation alleging that the corporation withheld documents and information regarding a 2011 customer dispute in FINRA arbitration. Based in Puerto Rico, OFS also works for investors in Florida, Washington, D.C., New Jersey, New York, Texas and Virginia.<\/p>\n

In 2011, the firm was involved in a customer dispute claiming a loss of more than $600,000, alleging a conflict of interest, which resulted in OFS being sanctioned by FINRA. The firm neither confirmed nor denied the allegations, but accepted sanctions in the form of a censure and a $50,000 fine.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The firm accepted sanctions including $50,000 fine Oriental Financial Services was recently fined in the conclusion of a FINRA investigation alleging that the corporation withheld documents and information regarding a 2011 customer dispute in FINRA arbitration. Based in Puerto Rico, OFS also works for investors in Florida, Washington, D.C., New Jersey, New York, Texas and […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578,602],"tags":[464],"class_list":["post-2915","post","type-post","status-publish","format-standard","hentry","category-all-releases","category-class-action","tag-fined-and-censured-by-finra"],"yoast_head":"\nOriental Financial Services Fined and Censured by FINRA After Alleged Withholding Information — Securities Arbitration Lawyers Blog — September 28, 2015<\/title>\n<meta name=\"description\" content=\"Read the full article on Oriental Financial Services Fined and Censured by FINRA After Alleged Withholding Information on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link 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