{"id":2911,"date":"2015-10-01T00:00:00","date_gmt":"2015-10-01T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/sec-alleges-broker-william-quigley-schemed-to-defraud-investors\/"},"modified":"2017-07-26T17:57:22","modified_gmt":"2017-07-26T21:57:22","slug":"sec-alleges-broker-william-quigley-schemed-to-defraud-investors","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/sec-alleges-broker-william-quigley-schemed-to-defraud-investors\/","title":{"rendered":"SEC Alleges Broker William Quigley Schemed to Defraud Investors"},"content":{"rendered":"<\/p>\n<p><a href=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Alleges-Broker-William-Quigley-Schemed-to-Defraud-Investors.jpg\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\"aligncenter wp-image-2025\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Alleges-Broker-William-Quigley-Schemed-to-Defraud-Investors-300x194.jpg\" alt=\"SEC Alleges Broker William Quigley Schemed to Defraud Investors on silverlaw,com\" width=\"633\" height=\"409\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Alleges-Broker-William-Quigley-Schemed-to-Defraud-Investors-300x194.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/SEC-Alleges-Broker-William-Quigley-Schemed-to-Defraud-Investors-1024x663.jpg 1024w\" sizes=\"auto, (max-width: 633px) 100vw, 633px\" \/><\/a><\/p>\n<h2>Quigley and his two brothers are accused of running a fraudulent offering scheme<\/h2>\n<p>After a 24-year career in the securities industry checkered with <a href=\"https:\/\/brokercheck.finra.org\/Individual\/Summary\/1968265\"  target=\"_blank\">allegations of misconduct and unauthorized trading<\/a>, broker William Quigley has not only been barred permanently by FINRA, he also faces fraud charges brought by the SEC.<\/p>\n<p>According to the <a href=\"https:\/\/www.sec.gov\/litigation\/admin\/2015\/33-9794.pdf\"  target=\"_blank\">SEC administrative proceeding<\/a>, the SEC \u201cdeems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be\u2026instituted\u201d against Quigley. It is alleged that William Quigley, along with his two brothers, Michael Quigley and Brian Quigley misappropriated investor funds from 2003 through 2012.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/sec-alleges-broker-william-quigley-schemed-to-defraud-investors\/\"  title=\"Continue Reading SEC Alleges Broker William Quigley Schemed to Defraud Investors\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Quigley and his two brothers are accused of running a fraudulent offering scheme After a 24-year career in the securities industry checkered with allegations of misconduct and unauthorized trading, broker William Quigley has not only been barred permanently by FINRA, he also faces fraud charges brought by the SEC. According to the SEC administrative proceeding, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578,593],"tags":[462],"class_list":["post-2911","post","type-post","status-publish","format-standard","hentry","category-all-releases","category-ponzi-schemes","tag-defraud-investors"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>SEC Alleges Broker William Quigley Schemed to Defraud Investors &#8212; Securities Arbitration Lawyers Blog &#8212; October 1, 2015<\/title>\n<meta name=\"description\" content=\"Check out the new article on SEC Alleges Broker William Quigley Schemed to Defraud Investors on silverlaw,com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/sec-alleges-broker-william-quigley-schemed-to-defraud-investors\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SEC Alleges Broker William Quigley Schemed to Defraud Investors &#8212; 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