{"id":2899,"date":"2015-10-12T00:00:00","date_gmt":"2015-10-12T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/south-florida-broker-brian-michael-berger-permanently-barred-by-finra\/"},"modified":"2018-10-08T12:40:49","modified_gmt":"2018-10-08T16:40:49","slug":"south-florida-broker-brian-michael-berger-permanently-barred-by-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/south-florida-broker-brian-michael-berger-permanently-barred-by-finra\/","title":{"rendered":"South Florida Broker Brian Michael Berger Permanently Barred by FINRA"},"content":{"rendered":"<\/p>\n

\"South<\/p>\n

Allegations include elder fraud, misappropriation and failure to provide requested information<\/h2>\n

Following a fifteen-year career in the securities industry, Boca Raton-based financial adviser Brian M. Berger has been permanently barred from the industry due to allegations of funds misappropriation as well as failing to respond to FINRA requests for information.<\/p>\n

According to official documents filed with FINRA<\/a> in July, Berger was the subject of an investigation by FINRA for misappropriating funds from elderly customers while registered with Wells Fargo, LLC and MetLife Securities, Inc. When FINRA requested documentation and information from Berger, along with on-the-record testimony, Berger reportedly refused, resulting in his exile from the industry.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Allegations include elder fraud, misappropriation and failure to provide requested information Following a fifteen-year career in the securities industry, Boca Raton-based financial adviser Brian M. Berger has been permanently barred from the industry due to allegations of funds misappropriation as well as failing to respond to FINRA requests for information. According to official documents filed […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[602],"tags":[260],"class_list":["post-2899","post","type-post","status-publish","format-standard","hentry","category-class-action","tag-barred-by-finra"],"yoast_head":"\nSouth Florida Broker Brian Michael Berger Permanently Barred by FINRA — Securities Arbitration Lawyers Blog — October 12, 2015<\/title>\n<meta name=\"description\" content=\"South Florida Broker Brian Michael Berger Permanently Barred by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/south-florida-broker-brian-michael-berger-permanently-barred-by-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" 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