{"id":2881,"date":"2015-11-13T00:00:00","date_gmt":"2015-11-13T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/finra-bars-david-levy-from-practicing-as-a-financial-advisor\/"},"modified":"2018-10-08T12:40:32","modified_gmt":"2018-10-08T16:40:32","slug":"finra-bars-david-levy-from-practicing-as-a-financial-advisor","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-david-levy-from-practicing-as-a-financial-advisor\/","title":{"rendered":"FINRA Bars David Levy From Practicing as a Financial Advisor"},"content":{"rendered":"<\/p>\n

\"FINRA<\/p>\n

Disciplinary history involves alleged churning and misrepresentation<\/h2>\n

David Levy was barred by FINRA from acting as a broker in any capacity on June 26. This bar was a direct result of his alleged failure to respond to a FINRA request for information, according to FINRA<\/a>, but it follows a career marred by allegations of unauthorized trading and breaches of fiduciary duty.<\/p>\n

In July 2014, Levy was named in a FINRA complaint alleging that he was involved in churning, or the excessive buying and selling of securities with the intent to generate commission for the broker without benefiting the investor, according to FINRA\u2019s Broker Check<\/a>.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Disciplinary history involves alleged churning and misrepresentation David Levy was barred by FINRA from acting as a broker in any capacity on June 26. This bar was a direct result of his alleged failure to respond to a FINRA request for information, according to FINRA, but it follows a career marred by allegations of unauthorized […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[602],"tags":[436],"class_list":["post-2881","post","type-post","status-publish","format-standard","hentry","category-class-action","tag-finra-bars-david-levy-from-practicing"],"yoast_head":"\nFINRA Bars David Levy From Practicing as a Financial Advisor — Securities Arbitration Lawyers Blog — November 13, 2015<\/title>\n<meta name=\"description\" content=\"Check out the new article on FINRA Bars David Levy From Practicing as a Financial Advisor on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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