{"id":2879,"date":"2015-11-24T00:00:00","date_gmt":"2015-11-24T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/finra-takes-action-against-cantone-research\/"},"modified":"2018-10-08T12:40:28","modified_gmt":"2018-10-08T16:40:28","slug":"finra-takes-action-against-cantone-research","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-takes-action-against-cantone-research\/","title":{"rendered":"FINRA Takes Action Against Cantone Research"},"content":{"rendered":"<\/p>\n

\"FINRA<\/p>\n

Allegations include misrepresentation in sales of $8 million of promissory notes<\/h2>\n

On Friday, November 20, 2015, FINRA filed a complaint against Cantone Research and its president Anthony J. Cantone. The action against Cantone is for fraud in relation to the execution of promissory notes on behalf of Christopher Brogdon, who is currently being charged by the SEC for fraud, multiple SEC violations, commingling and misappropriation of funds.<\/p>\n

According to FINRA, Cantone sold more than $8 million of COP in five promissory notes and all but one of the notes have already defaulted with losses estimated at $6 million\u2014while Cantone and his firm, Cantone Research, collected more than $1 million in payments for fees and commissions.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Allegations include misrepresentation in sales of $8 million of promissory notes On Friday, November 20, 2015, FINRA filed a complaint against Cantone Research and its president Anthony J. Cantone. The action against Cantone is for fraud in relation to the execution of promissory notes on behalf of Christopher Brogdon, who is currently being charged by […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[602],"tags":[434],"class_list":["post-2879","post","type-post","status-publish","format-standard","hentry","category-class-action","tag-cantone-research"],"yoast_head":"\nFINRA Takes Action Against Cantone Research — Securities Arbitration Lawyers Blog — November 24, 2015<\/title>\n<meta name=\"description\" content=\"Allegations include misrepresentation in sales of $8 million of promissory notes On Friday, November 20, 2015, FINRA filed a complaint against Cantone — November 24, 2015\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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