{"id":2878,"date":"2015-11-24T00:00:00","date_gmt":"2015-11-24T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/the-sec-brings-christopher-brogdon-to-justice-after-more-than-a-decade-of-fraudulent-activity\/"},"modified":"2018-10-08T12:40:26","modified_gmt":"2018-10-08T16:40:26","slug":"the-sec-brings-christopher-brogdon-to-justice-after-more-than-a-decade-of-fraudulent-activity","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/the-sec-brings-christopher-brogdon-to-justice-after-more-than-a-decade-of-fraudulent-activity\/","title":{"rendered":"The SEC Brings Christopher Brogdon to Justice After More Than a Decade of Fraudulent Activity"},"content":{"rendered":"<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-2165\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/The-SEC-Brings-Christopher-Brogdon-to-Justice-After-More-Than-a-Decade-of-Fraudulent-Activity.jpg\" alt=\"The SEC Brings Christopher Brogdon to Justice After More Than a Decade of Fraudulent Activity on silverlaw.com\" width=\"436\" height=\"291\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/The-SEC-Brings-Christopher-Brogdon-to-Justice-After-More-Than-a-Decade-of-Fraudulent-Activity.jpg 750w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/The-SEC-Brings-Christopher-Brogdon-to-Justice-After-More-Than-a-Decade-of-Fraudulent-Activity-300x200.jpg 300w\" sizes=\"auto, (max-width: 436px) 100vw, 436px\" \/><\/p>\n<h2>Allegations state that since 1992, Brogdon has conducted fraud through at least 43 of the entities he owns or controls<\/h2>\n<p style=\"text-align: justify;\">Former broker Christopher Brogdon, who was a licensed broker at Dean Witter Reynolds in New York from 1978 to 1991, was permanently barred from membership in the National Association of Securities Dealers (FINRA\u2019s predecessor) and is now being brought to justice by the SEC.<\/p>\n<p style=\"text-align: justify;\">With decades of misdoing shrouding his history, including making unauthorized trades and preparing inaccurate records while he was working for Harbor Twin Securities, and paying a fine in excess of $50,000, ten years after his broker\u2019s license was revoked, Brogdon now faces a lawsuit by the SEC in an action that alleges that since 1992, he has conducted fraud through at least 43 of the entities he owns or controls.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/the-sec-brings-christopher-brogdon-to-justice-after-more-than-a-decade-of-fraudulent-activity\/\"  title=\"Continue Reading The SEC Brings Christopher Brogdon to Justice After More Than a Decade of Fraudulent Activity\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Allegations state that since 1992, Brogdon has conducted fraud through at least 43 of the entities he owns or controls Former broker Christopher Brogdon, who was a licensed broker at Dean Witter Reynolds in New York from 1978 to 1991, was permanently barred from membership in the National Association of Securities Dealers (FINRA\u2019s predecessor) and [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[583],"tags":[433],"class_list":["post-2878","post","type-post","status-publish","format-standard","hentry","category-sec-actions","tag-fraudulent-activity"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>The SEC Brings Christopher Brogdon to Justice After More Than a Decade of Fraudulent Activity &#8212; 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