{"id":2849,"date":"2016-01-10T00:00:00","date_gmt":"2016-01-10T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/finra-permanently-bars-broker-richard-mcguire-for-taking-funds-and-forging-signatures\/"},"modified":"2016-01-10T00:00:00","modified_gmt":"2016-01-10T05:00:00","slug":"finra-permanently-bars-broker-richard-mcguire-for-taking-funds-and-forging-signatures","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-broker-richard-mcguire-for-taking-funds-and-forging-signatures\/","title":{"rendered":"FINRA Permanently Bars Broker Richard McGuire for Taking Funds and Forging Signatures"},"content":{"rendered":"<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-2353\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Broker-Richard-McGuire-for-Taking-Funds-and-Forging-Signatures.jpg\" alt=\"FINRA Permanently Bars Broker Richard McGuire for Taking Funds and Forging Signatures on silverlaw.com\" width=\"488\" height=\"325\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Broker-Richard-McGuire-for-Taking-Funds-and-Forging-Signatures.jpg 1698w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Broker-Richard-McGuire-for-Taking-Funds-and-Forging-Signatures-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Broker-Richard-McGuire-for-Taking-Funds-and-Forging-Signatures-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Broker-Richard-McGuire-for-Taking-Funds-and-Forging-Signatures-1024x682.jpg 1024w\" sizes=\"auto, (max-width: 488px) 100vw, 488px\" \/><\/p>\n<h2>Allegations include conversion and elder financial fraud among numerous other unethical acts<\/h2>\n<p style=\"text-align: justify;\">FINRA has taken strong action against investment broker Richard McGuire, a long-time broker who was most recently registered with Newport Coast Securities Inc. and Financial West Group, both located in New York.<\/p>\n<p style=\"text-align: justify;\">McGuire has been permanently barred from associating with any FINRA member in any capacity for numerous alleged unethical actions including stealing from his clients, forging signatures, failing to notify his brokerage firms about outside brokerage accounts, and <span style=\"text-decoration: underline;\"><a href=\"https:\/\/www.silverlaw.com\/securities-arbitration\/elder-financial-fraud\/\"  target=\"_blank\">taking advantage of older and unsophisticated clients<\/a><\/span> for his own personal gain.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-broker-richard-mcguire-for-taking-funds-and-forging-signatures\/\"  title=\"Continue Reading FINRA Permanently Bars Broker Richard McGuire for Taking Funds and Forging Signatures\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Allegations include conversion and elder financial fraud among numerous other unethical acts FINRA has taken strong action against investment broker Richard McGuire, a long-time broker who was most recently registered with Newport Coast Securities Inc. and Financial West Group, both located in New York. McGuire has been permanently barred from associating with any FINRA member [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[422],"class_list":["post-2849","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-forging-signatures"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Permanently Bars Broker Richard McGuire for Taking Funds and Forging Signatures &#8212; Securities Arbitration Lawyers Blog &#8212; January 10, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article\u00a0FINRA Permanently Bars Broker Richard McGuire for Taking Funds and Forging Signatures on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-broker-richard-mcguire-for-taking-funds-and-forging-signatures\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Permanently Bars Broker Richard McGuire for Taking Funds and Forging Signatures &#8212; 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